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Anthony Macaluso Of Woodbury Financial Services, Inc. And Formerly With Capital One Investing, LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Anthony Macaluso of Woodbury Financial Services, Inc.?

Anthony Macaluso

Anthony Macaluso (CRD #5760371) who is currently registered as a broker and investment adviser with Woodbury Financial Services, Inc. and located in Manhasset, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Inc., Anthony Macaluso was associated with Capital One Investing, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Anthony Macaluso Customer Complaints

Anthony Macaluso has been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints were denied by Anthony Macaluso’s current or former employers and, to date, the investors have not taken any further action.

Allegations Against Anthony Macaluso

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to follow client’s liquidation instructions.
  • Unsuitable investment recommendation considering customer’s stated time horizon.
  • Sales annuities to individuals who did not speak English and understand the investments being recommended.

Anthony Macaluso Red Flags & Your Rights As An Investor

Of course, Anthony Macaluso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Macaluso at Woodbury Financial Services, Inc. and Capital One Investing, LLC on alert to review carefully the activity and performance of their accounts and question whether Anthony Macaluso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. and Capital One Investing, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Anthony Macaluso

If you have questions about Woodbury Financial Services, Inc., Capital One Investing, LLC and/or Anthony Macaluso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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