DID ANTHONY GLENN HALL CAUSE YOU INVESTMENT LOSSES?
Anthony Glenn Hall formerly with Edward Jones Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years
Who is Anthony G. Hall formerly with Edward Jones?
Anthony Hall (CRD #5546165) who was formerly registered with Edward Jones and located in Dayton, Texas is a subject of one of our many securities industry sales practice abuse investigations.
In August 2019, Anthony Hall was terminated by Edward Jones for allegedly attempting to settle to client complaints involving lending arrangements with the financial advisor’s wife without disclosing the same to his employer.
In July 2020, Anthony Hall entered into an agreement with FINRA to be permanently barred from any further association with any member firm in the securities industry in any capacity.
This agreement was entered after FINRA attempted to investigate allegations that he attempted to settle client complaints and Anthony Hall refused to cooperate in violation of FINRA Rule 8210.
Anthony Hall Broker Misconduct
In his career, Anthony Hall has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of Anthony Hall’s customer complaints were settled by his former employer, Edward Jones in favor of investors.
Allegations Against Anthony Hall
The allegations made in the two FINRA reported arbitration claim settlements or that Anthony Hall’s wife borrowed money from his clients and failed to repay them.
Anthony Hall Red Flags & Your Rights as An Investor
Of course, Anthony Hall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Hallat Edward Joneson alert to review carefully the activity and performance of their accounts and question whether Anthony Hall has engaged in any stockbroker misconduct that may have caused them investment losses.
A large number of customer complaints at Edward Jones also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses At Edward Jones
If you have questions about Edward Jones and/or Anthony Halland the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.