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Anthony Dacruz of Morgan Stanley Has 3 Customer Complaints for Alleged Broker Misconduct

Who is Anthony Dacruz of Morgan Stanley?

Anthony Dacruz (CRD #1259435) who is currently registered with Morgan Stanley and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

Anthony Dacruz Customer Complaints

Anthony Dacruz has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.

One of Anthony Dacruz’s 3 customer complaints was settled in favor of investors. Two of Anthony Dacruz’s customers’ complaints were denied and the customers did not take any further action.

Allegations Against Anthony Dacruz

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The client’s grandson/POA alleges that unsuitable investments such as two Puerto Rico municipal bonds and closed-end funds were purchased by Anthony Dacruz in his grandparent’s accounts.
  • Customers claim they were told by Anthony Dacruz that a municipal bond purchased was insured but the bond defaulted and there is no insurance.
  • Customers complained verbally about the performance of one security that they purchased and alleged that Anthony Dacruz failed to execute a sell order for that security.

Anthony Dacruz Red Flags & Your Rights as an Investor

Of course, Anthony Dacruz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Anthony Dacruz at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Anthony Dacruz has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Morgan Stanley Due to Anthony Dacruz

If you have questions about Morgan Stanley and/or Anthony Dacruz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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