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Anthony Carpenito Of J.P. Morgan Securities LLC And Formerly With Stifel, Nicolaus & Company Has A Customer Complaint For Alleged Broker Misconduct

Who is Anthony Carpenito of J.P. Morgan Securities LLC?

Anthony Carpenito (CRD #5446992) who is currently registered with J.P. Morgan Securities LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, Anthony Carpenito was associated with Stifel, Nicolaus & Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Anthony Carpenito Customer Complaint

Anthony Carpenito has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations regarding a variable annuity investment.  Anthony Carpenito’s customer complaint was denied and, to date, the customer has not taken any further action.

Anthony Carpenito Red Flags & Your Rights As An Investor

Of course, Anthony Carpenito did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Carpenito at J.P. Morgan Securities LLC and Stifel, Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether Anthony Carpenito has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Stifel, Nicolaus & Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Anthony Carpenito

If you have questions about J.P. Morgan Securities LLC, Stifel, Nicolaus & Company and/or Anthony Carpenito and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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