DID ANNETTE BRANDLER BLANK CAUSE YOU INVESTMENT LOSSES?
Annette Blank Formerly With Oppenheimer & Co. Inc. Has 6 Customer Complaints For Alleged Broker Misconduct
Who is Annette Blank formerly with Oppenheimer & Co. Inc.?
Annette Blank (CRD #866603) who was formerly registered with Oppenheimer & Co. Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Virginia Beach, Virginia is a subject of one of our many securities industry sales practice abuse investigations.
Annette Blank Customer Complaints
Annette Blank has been the subject of 6 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Annette Blank’s 6 customer complaints were settled in favor of investors. Four of Annette Blank’s customer complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Annette Blank
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment strategy and IRA account and breach of fiduciary duty of financial advisor.
- Failure to disclose nature, mechanics and risks of bond transaction.
- Unsuitable recommendation of certain equities in clients accounts.
- Unsuitable trading activity and churning period
Annette Blank Red Flags & Your Rights As An Investor
Of course, Annette Blank did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Annette Blank at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Annette Blank has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Annette Blank
If you have questions about Oppenheimer & Co. Inc. and/or Annette Blank and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.