As a client, you put your faith in a broker you can trust. This is why it’s critical to understand everything there is to know about the individual who is investing your cash. This information may assist you in determining whether or not to invest your money with a specific broker.
If you believe Andrew Wesner has caused you financial harm, we may be able to help you address any concerns or issues you have.
DID ANDREW S. WESNER CAUSE YOU INVESTMENT LOSSES?
Andrew Wesner Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Andrew Wesner of LPL Financial LLC?
Andrew Wesner (CRD #4171738) who is currently registered with LPL Financial LLC and located in Muskegon, Michigan is a subject of one of our many securities industry sales practice abuse investigations.
Andrew Wesner Customer Complaints
Andrew Wesner has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Andrew Wesner’s customer complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Andrew Wesner
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Andrew Wesner failed to disclose an illiquidity of Sierra Income, business development company at the time of purchase.
- Unsuitable investment recommendation of variable annuity.
Andrew Wesner Red Flags & Your Rights As An Investor
Of course, Andrew Wesner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Wesner at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Wesner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Andrew Wesner
If you have questions about LPL Financial LLC and/or Andrew Wesner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.