DID ANDREW JAMES RUBOYIANES CAUSE YOU INVESTMENT LOSSES?
Andrew Ruboyianes Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Andrew Ruboyianes of UBS Financial Services?
Andrew Ruboyianes (CRD #4628859) who is currently registered with UBS Financial Services and located in Tucson, Arizona is a subject of one of our many securities industry sales practice abuse investigations.
Andrew Ruboyianes Customer Complaint
Andrew Ruboyianes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to liquidate the account as instructed. He further alleged the financial advisor, Andrew Ruboyianes was misleading and did not inform him that the IRA was part of the trust and could not be liquidated. He further alleged the commissions were misrepresented to him. Andrew Ruboyianes’ customer complaint was denied and, to date, the customer has not taken any further action.
Andrew Ruboyianes Red Flags & Your Rights As An Investor
Of course, Andrew Ruboyianes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Ruboyianes at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Andrew Ruboyianes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Andrew Ruboyianes
If you have questions about UBS Financial Services and/or Andrew Ruboyianes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.