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Andrew William Miles with Green Vista Capital, LLC Has 8 Customer Complaints For Alleged Broker Misconduct

Who is Andrew W. Miles with Green Vista Capital, LLC?

Andrew Miles

Andrew Miles (CRD #5986774) who is currently registered with Green Vista Capital, LLC and located in Vero Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Green Vista Capital, LLC, Andrew Miles was associated with The Strategic Financial Alliance, Inc., a brokerage firm with a history of customer complaints.

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Strategic Financial Alliance Broker Misconduct

In his career, Andrew Miles has been the subject of 8 customer complaints that we know about seeking to recover investment losses. One of Andrew Miles’ 3 customer complaints was settled in favor of investors. There are currently 5 pending customer complaints filed against Andrew Miles’ current employer Green Vista Capital, LLC and other employees for investment losses caused by his alleged misconduct.

Allegations Against Andrew Miles

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The clients alleged that Andrew Miles as well as two entities owned by him, Pathfinder Business Strategies and Tax Savings Professionals, reached an agreement whereby they would provide tax planning and wealth preservation tax advice.  The allegations were that Andrew Miles and others directed the investors to purchase a clean coal entity tax credit without properly vetting the issuer.  Further, it was alleged that Andrew Miles and others failed to provide the expert tax and/or investment strategy advice concerning tax deductions, credits and procedures promised.  The clients alleged that Andrew Miles and others made false statements about the level of expertise, the type of services and venting processes.
  • The customer alleged that Andrew Miles and his companies recommended and sold him clean coal tax credits that were fraudulent because the tax credits had already been processed by the IRS.
  • Reasonable basis unsuitability, breach of fiduciary duty, negligence, misrepresentations, and omissions, in violation of Florida Securities and Investor Protection Act related to conservation easement investments.
  • Failure to conduct reasonable due diligence on conservation easement investments that were misrepresented and unsuitable recommendations.

Andrew Miles Red Flags & Your Rights As An Investor

Of course, Andrew Miles did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Miles at Green Vista Capital, LLC and The Strategic Financial Alliance, Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Miles has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints about Andrew Miles at The Strategic Financial Alliance, Inc. also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Green Vista Capital, LLC And The Strategic Financial Alliance

If you have questions about Green Vista Capital, LLC, The Strategic Financial Alliance, Inc. and/or Andrew Miles and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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