DID ANDREW JOSEPH KUBICSKO JR CAUSE YOU INVESTMENT LOSSES?
Andrew Kubicsko, Jr. Of Raymond James & Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Andrew Kubicsko, Jr. Customer Complaints
Andrew Kubicsko, Jr. has been the subject of 2 customer complaints that we know about seeking to recover investment losses. PaineWebber Inc. settled one of the customer complaints in favor the investors. The other customer complaint evolved into a FINRA arbitration proceeding against Raymond James and Associates for Joseph Kubicko’s alleged misconduct and still pending.
Allegations Against Andrew Kubicsko, Jr.
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Recommendation of Thornburg Limited Term Municipal Fund was unsuitable and not in claimant’s best interest.
- Failure to disclose annual fees paid by fund manager to Raymond James and Associates.
- Misrepresentation of investments.