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Andrew Brinkman Formerly With Purshe Kaplan Sterling Investments Has A Customer Complaint For Alleged Broker Misconduct

Who is Andrew Brinkman of Purshe Kaplan Sterling Investments?

Andrew Brinkman (CRD #2727918) who was formerly registered with Purshe Kaplan Sterling Investments and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments, Andrew Brinkman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Andrew Brinkman Customer Complaint

Andrew Brinkman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Mr. Brinkman attempted to sell an interest in a security that was not approved by the firm and was not suitable for the client. The customer complaint filed against Andrew Brinkman’s former employer Robert W. Baird Co. for investment losses caused by the alleged misconduct is pending as of the date of this report.

Andrew Brinkman Red Flags & Your Rights As An Investor

Of course, Andrew Brinkman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Brinkman at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Andrew Brinkman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Andrew Brinkman

If you have questions about Purshe Kaplan Sterling Investments and/or Andrew Brinkman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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