| Read Time: 2 minutes |


Anastasios Belesis Formerly With John Thomas Financial Has 12 Customer Complaints For Alleged Broker Misconduct

Who is Anastasios Belesis formerly with John Thomas Financial?

Anastasios Belesis (CRD #2707354) who was formerly registered with John Thomas Financial and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Anastasios Beesis has since been permanently barred by the SEC for violations of the securities laws related to the offer and sale of Liberty Silver securities.

Anastasios Belesis Customer Complaints

Anastasios Belesis has been the subject of 12 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Five of Anastasios Belesis’ customer complaints resulted in Awards in favor of investors. Three of Anastasios Belesis’ 12 customer complaints were settled in favor of investors. Two of Anastasios Belesis’ customer complaints were denied and, to date, the customers have not taken any further action. There are currently 2 pending customer complaints filed against Anastasios Belesis’ former employer John Thomas Financial for investment losses caused by the alleged misconduct.

Allegations Against Anastasios Belesis

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Breach of fiduciary duty, negligence, churning, breach of contract, fraud, related to common stock transactions resulting in an arbitration award.
  • Securities fraud, common law fraud, negligence, gross negligence, churning and misrepresentation resulting in a $600,000 arbitration award.
  • Churning, unsuitable investment recommendations, common law fraud, breach of contract, and breach of fiduciary duty resulting in an arbitration award over $250,000.

Anastasios Belesis Red Flags & Your Rights As An Investor

Of course, Anastasios Belesis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anastasios Belesis at John Thomas Financial on alert to review carefully the activity and performance of their accounts and question whether Anastasios Belesis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at John Thomas Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At John Thomas Financial Due To Anastasios Belesis

If you have questions about John Thomas Financial and/or Anastasios Belesis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars