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Amy Beth Seltzer with Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year

Who is Amy B. Seltzer with Cambridge Investment Research, Inc.?

Amy Seltzer (CRD #4497457) who is currently registered with Cambridge Investment Research, Inc. and located in Altoona, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Inc., Amy Seltzer was associated with 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Cambridge Investment Research, Inc. Broker Misconduct

In her career, Amy Seltzer has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both customer complaints filed against Amy Seltzer’s current employer Cambridge Investment Research, Inc. for investment losses caused by her alleged misconduct are pending.

Allegations Against Amy Seltzer  

A sample of the allegations made in the FINRA reported arbitration claim pending complaints for investment losses are as follows:

  • The claimant alleges he was sold alternative investments that were illiquid and complex investment products rather than a well-diversified investment portfolio. The investments made included annuities, mutual funds, and direct investments and limited partnership interests in the oil and gas in real estate sectors. The claimant is seeking over $1 million in damages.
  • The claimant alleges that they were significantly exposed to large concentrated positions in illiquid investments without fair and balanced disclosures. The claimants are seeking $350,000.

Amy Seltzer Red Flags & Your Rights As An Investor

Of course, Amy Seltzer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amy Seltzer at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Amy Seltzer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. about Amy Seltzer also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc.

If you have questions about Cambridge Investment Research, Inc. and/or Amy Seltzer and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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