DID AMANDA ASHLEY HALE CAUSE YOU INVESTMENT LOSSES?
Amanda Hale Of BBVA Securities And BBVA Wealth Solutions Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Amanda Hale of BBVA Securities?
Amanda Hale (CRD #4072033) who is currently registered with BBVA Securities, BBVA Wealth Solutions and located in Port Neches, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Amanda Hale Customer Complaints
Amanda Hale has been the subject of 2 customer complaints that we know about. Both of Amanda Hale’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Amanda Hale
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client purchased a Hartford annuity. Client alleged that Amanda Hale assured her that it was as safe as a certificate of deposit and that the principal was safe.
- Customer purchased a variable annuity contract in a 1035 exchange transaction allegedly by Amanda Hale. In a letter sent to the issuing insurance company the customer claimed the contract was not suitable due to his age.
Amanda Hale Red Flags & Your Rights As An Investor
Of course, Amanda Hale did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amanda Hale at BBVA Securities and BBVA Wealth Solutions on alert to review carefully the activity and performance of their accounts and question whether Amanda Hale has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BBVA Securities and BBVA Wealth Solutions also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At BBVA Securities Due To Amanda Hale
If you have questions about BBVA Securities, BBVA Wealth Solutions, and/or Amanda Hale and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.