DID AMANDA ASHLEY HALE CAUSE YOU INVESTMENT LOSSES?
Amanda Hale Of Ameriprise Financial Services, LLC And Formerly With PNC investments Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Amanda Hale of Ameriprise Financial Services, LLC?
Amanda Hale (CRD #4072033) who is currently registered as a broker and investment adviser with Ameriprise Financial Services, LLC and located in Port Arthur, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Amanda Hale was associated with PNC investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Amanda Hale Customer Complaints
Amanda Hale has been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints were denied by Amanda Hale’s former employers and to date, the investors have not taken any further action.
Allegations Against Amanda Hale
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client purchased a Hartford annuity. Client alleged that Amanda Hale assured her that it was as safe as a certificate of deposit and that the principal was safe.
- Customer purchased a variable annuity contract in a 1035 exchange transaction allegedly by Amanda Hale. In a letter sent to the issuing insurance company the customer claimed the contract was not suitable due to his age.
- Misrepresentation or failure to fully disclose income benefit rider associated with variable annuity contract.
Amanda Hale Red Flags & Your Rights As An Investor
Of course, Amanda Hale did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amanda Hale at Ameriprise Financial Services, LLC and PNC investments on alert to review carefully the activity and performance of their accounts and question whether Amanda Hale has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and PNC investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Amanda Hale
If you have questions about Ameriprise Financial Services, LLC, PNC investments and/or Amanda Hale and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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