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Allan Katz Of Buckman, Buckman & Reid, Buckman Advisory Group And Formerly With Royal Alliance Associates Has A Customer Complaint For Alleged Broker Misconduct

Who is Allan Katz of Buckman, Buckman & Reid?

Allan Katz (CRD #2166004) who is currently registered with Buckman, Buckman & Reid, Buckman Advisory Group and located in Staten Island, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Buckman, Buckman & Reid and Buckman Advisory Group, Allan Katz was associated with Royal Alliance Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Allan Katz Customer Complaint

Allan Katz has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that sale of mutual funds and purchase of variable annuity were unsuitable. Allan Katz’s customer complaint was denied and, to date, the customer has not taken any further action.

Allan Katz Red Flags & Your Rights As An Investor

Of course, Allan Katz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Allan Katz at Buckman, Buckman & Reid, Buckman Advisory Group, and Royal Alliance Associates on alert to review carefully the activity and performance of their accounts and question whether Allan Katz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Buckman, Buckman & Reid, Buckman Advisory Group, and Royal Alliance Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Buckman, Buckman & Reid Due To Allan Katz

If you have questions about Buckman, Buckman & Reid, Buckman Advisory Group, Royal Alliance Associates, and/or Allan Katz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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