DID ALEXANDER CHARLES LADAGE CAUSE YOU INVESTMENT LOSSES?
Alfred Amato Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Alfred Amato of LPL Financial LLC?
Alfred Amato (CRD #4335456) who is currently registered with LPL Financial LLC and located in Albany, New York is a subject of one of our many securities industry sales practice abuse investigations.
Alfred Amato Customer Complaint
Alfred Amato has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alfred Amato misrepresented and made an unsuitable investment recommendation to invest in a business development company. Alfred Amato’s customer complaint was denied and, to date, the customer has not taken any further action.
Alfred Amato Red Flags & Your Rights As An Investor
Of course, Alfred Amato did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Amato at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Alfred Amato has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Alfred Amato
If you have questions about LPL Financial LLC and/or Alfred Amato and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.