DID ALEXANDER PATRICK KLINE CAUSE YOU INVESTMENT LOSSES?
Alexander Kline Of Cambridge Investment Research, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct
Who is Alexander Kline of Cambridge Investment Research, Inc.?
Alexander Kline (CRD #1271785) who is currently registered as a broker and investment adviser with Cambridge Investment Research, Inc. and located in Pittsburgh, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Inc., Alexander Kline was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Alexander Kline Customer Complaints
Alexander Kline has been the subject of 7 customer complaints that we know about seeking to recover investment losses. Five of the customer complaints were settled by Cambridge Investment Research, or Walnut Street Securities in favor of the investors. There are currently 2 FINRA arbitration proceedings that were recently filed and still pending against Cambridge Investment Research for Alexander Kline’s alleged misconduct.
Allegations Against Alexander Kline
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation and unsuitable investment recommendations related to real estate securities.
- Registered representative recommended a non-conventional investment without presenting the required risk disclosures.
- Misrepresentation, breach of contract and breach of fiduciary duty related to municipal bonds.
- Cap mutual funds in stocks in which customers were invested were unsuitable.
- Investments were unsuitable based on customers objectives are only sold to generate commissions.
Alexander Kline Red Flags & Your Rights As An Investor
Of course, Alexander Kline did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Kline at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alexander Kline has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Alexander Kline
If you have questions about Cambridge Investment Research, Inc. and/or Alexander Kline and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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