| Read Time: 2 minutes | National Securities Corp Complaints | Western International Securities Complaints |


Alex Mathis Of Western International Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Alex Mathis of Western International Securities, Inc.?

Alex Mathis (CRD #2235598) who is currently registered with Western International Securities, Inc. and located in Westlake Village, California is a subject of one of our many securities industry sales practice abuse investigations.

Alex Mathis Customer Complaints

Alex Mathis has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Alex Mathis’ 4 customer complaints was settled in favor of investors.  Three of Alex Mathis’ customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Alan Silverman

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged unsuitable investment recommendations, misrepresentations, and unauthorized trading in connection with mutual funds.
  • Customer alleged unsuitable REIT investment recommendation.
  • Customer alleged that Alex Mathis made unsuitable investment recommendations to purchase a non-traded REIT and mutual fund.
  • Customer alleged unsuitable mutual fund investments by Alex Mathis.

Alex Mathis Red Flags & Your Rights As An Investor

Of course, Alex Mathis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alex Mathis at Western International Securities, Inc.on alert to review carefully the activity and performance of their accounts and question whether Alex Mathis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc.also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Alex Mathis

If you have questions about Western International Securities, Inc. and/or Alex Mathis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars