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Alex Gutierrez Of LPL Financial LLC And Formerly With TD Ameritrade, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Alex Gutierrez of LPL Financial LLC?

Alex Gutierrez (CRD #6200774) who is currently registered with LPL Financial LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Alex Gutierrez was associated with TD Ameritrade, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Alex Gutierrez Customer Complaint

Alex Gutierrez has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alex Gutierrez made an unsuitable bond recommendation. Alex Gutierrez’s customer complaint was denied and, to date, the customer has not taken any further action.

Alex Gutierrez Red Flags & Your Rights As An Investor

Of course, Alex Gutierrez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alex Gutierrez at LPL Financial LLC and TD Ameritrade, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alex Gutierrez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and TD Ameritrade, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Alex Gutierrez

If you have questions about LPL Financial LLC, TD Ameritrade, Inc. and/or Alex Gutierrez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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