DID ALBERTO CAVAZOS CAUSE YOU INVESTMENT LOSSES?
Alberto Cavazos Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct
Who is Alberto Cavazos of LPL Financial?
Alberto Cavazos (CRD #2124838) who is currently registered with LPL Financial and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Alberto Cavazos Customer Complaint
Alberto Cavazos has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged unauthorized trading in account. Alberto Cavazos’ customer complaint was denied and, to date, the customer has not taken any further action.
Alberto Cavazos Red Flags & Your Rights As An Investor
Of course, Alberto Cavazos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alberto Cavazos at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Alberto Cavazos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial Due To Alberto Cavazos
If you have questions about LPL Financial and/or Alberto Cavazos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.