| Read Time: 2 minutes | Wells Fargo Advisors Complaints |


Alan Lewis Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Alan Lewis of Wells Fargo Clearing Services?

Alan Lewis (CRD #1814922) who is currently registered with Wells Fargo Clearing Services and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

Alan Lewis Customer Complaint

Alan Lewis has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that several registered representatives breached their fiduciary duties to a former customer and his late wife by mismanaging their assets, permitting a third-party to transfer assets from their accounts, and executing transactions in their accounts that were not within the designated financial, investment, and estate planning objectives. The customer complaint filed against Alan Lewis’ current employer Wells Fargo Clearing Services for investment losses caused by the alleged misconduct is pending as of the date of this report.

Alan Lewis Red Flags & Your Rights As An Investor

Of course, Alan Lewis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Lewis at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Alan Lewis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Alan Lewis

If you have questions about Wells Fargo Clearing Services and/or Alan Lewis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars