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Alan Fishman Of Wells Fargo Clearing Services And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct

Who is Alan Fishman of Wells Fargo Clearing Services?

Alan Fishman (CRD #4387761) who is currently registered with Wells Fargo Clearing Services and located in Deerfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Alan Fishman was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Alan Fishman Customer Complaint

Alan Fishman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client’s account objective was inaccurate, resulting in more risk than the client’s conservative needs. Alan Fishman’s customer complaint was denied and, to date, the customer has not taken any further action.

Alan Fishman Red Flags & Your Rights As An Investor

Of course, Alan Fishman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Fishman at Wells Fargo Clearing Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Alan Fishman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Alan Fishman

If you have questions about Wells Fargo Clearing Services, Morgan Stanley, and/or Alan Fishman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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