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DID ALAN JAY BOGATCH CAUSE YOU INVESTMENT LOSSES?

Alan Bogatch Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Alan Bogatch of Morgan Stanley?

Alan Bogatch (CRD #1791399) who is currently registered with Morgan Stanley and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations.

Alan Bogatch Customer Complaints

Alan Bogatch has been the subject of 2 customer complaints that we know about. One of Alan Bogatch’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against MSSB for investment losses caused by Alan Bogatch’s alleged misconduct.

Allegations Against Alan Bogatch

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged, inter alia, unsuitability with respect to investment recommendations allegedly made by Alan Bogatch.
  • Client alleged Alan Bogatch made unsuitable investment recommendations, inter alia, with respect to investments in her account.

Alan Bogatch Red Flags & Your Rights As An Investor

Of course, Alan Bogatch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Bogatch at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Alan Bogatch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Alan Bogatch

If you have questions about Morgan Stanley and/or Alan Bogatch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

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