DID ADAM J. WETLI CAUSE YOU INVESTMENT LOSSES?
Adam Wetli Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct
Who is Adam Wetli of Stifel, Nicolaus & Company, Incorporated?
Adam Wetli (CRD #6201087) who is currently registered with Stifel, Nicolaus & Company, Incorporated and located in Green Bay, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.
Adam Wetli Customer Complaint
Adam Wetli has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Adam Wetli made unauthorized trades in connection with variable annuity, common stock, and preferred stock transactions. Adam Wetli’s customer complaint was denied and, to date, the customer has not taken any further action.
Adam Wetli Red Flags & Your Rights As An Investor
Of course, Adam Wetli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Wetli at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Adam Wetli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Adam Wetli
If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Adam Wetli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.