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Adam Melville Of Hilltop Securities Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Adam Melville of Hilltop Securities Inc.?

Adam Melville (CRD #5311511) who is currently registered with Hilltop Securities Inc. and located in Sherman Oaks, California is a subject of one of our many securities industry sales practice abuse investigations.

Adam Melville Customer Complaints

Adam Melville has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Adam Melville’s 3 customer complaints was settled in favor of investors. Two of Adam Melville’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Adam Melville

A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows:

  • Customer alleged misrepresentations in connection with the commissions to be charged on liquidating transactions.
  • Customer alleged unauthorized trading in municipal bonds.
  • Customer alleged that a liquidation of one position and reinvestment of the proceeds in another investment were executed without the customer’s knowledge or consent.

Adam Melville Red Flags & Your Rights As An Investor

Of course,  Adam Melville did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Melville at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Melville has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Adam Melville

If you have questions about Hilltop Securities Inc. and/or Adam Melville and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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