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Adam Brinkley Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Adam Brinkley of UBS Financial Services?

Adam Brinkley (CRD #5111919) who is currently registered with UBS Financial Services and located in Washington, District of Columbia is a subject of one of our many securities industry sales practice abuse investigations.

Adam Brinkley Customer Complaint

Adam Brinkley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Adam Brinkley did not disclose the ramifications of the costs in liquidating all their securities and reinvesting them at another firm. The clients further alleged their financial advisor misrepresented that they had to liquidate all of their funds prior to transferring the account. The clients finally alleged elder abuse. Adam Brinkley’s customer complaint was denied and, to date, the customers have not taken any further action.

Adam Brinkley Red Flags & Your Rights As An Investor

Of course, Adam Brinkley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Brinkley at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Adam Brinkley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Adam Brinkley

If you have questions about UBS Financial Services and/or Adam Brinkley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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