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Aaron Vilfordi Of Ameriprise Financial Services, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Aaron Vilfordi of Ameriprise Financial Services, LLC?

Aaron Vilfordi (CRD #6024385) who is currently registered with Ameriprise Financial Services, LLC and located in Dallas, Texas is a subject of at least one of our many securities industry sales practice abuse investigations.   Prior to Ameriprise Financial Services, LLC, Aaron Vilfordi was associated with UBS Financial Services Inc.and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Aaron Vilfordi Customer Complaint

Aaron Vilfordi has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations by the client that the financial advisor misrepresented the volatility of the investment that he recommendedAaron Vilfordi’s customer complaint was denied and, to date, the customer has not taken any further action.

Aaron Vilfordi Red Flags & Your Rights As An Investor

Of course, Aaron Vilfordi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Vilfordi at Ameriprise Financial Services, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Aaron Vilfordi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Aaron Vilfordi

If you have questions about Ameriprise Financial Services and/or Aaron Vilfordi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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