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Aaron Rice Of PNC Investments And Formerly With BBVA Securities Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Aaron Rice of PNC Investments?

Aaron Rice

Aaron Rice (CRD #5416008) who is currently registered as a broker and investment adviser with PNC Investments and located in Roseville, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to PNC Investments, Aaron Rice was associated with BBVA Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Aaron Rice Customer Complaints

Aaron Rice has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled by BBVA Securities in favor of the investor. The other 3 customer complaints were denied by the same brokerage firm and, to date, the investors have not taken any further action.

Allegations Against Aaron Rice

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows:

  • Failure to follow client’s instructions to purchase bonds.
  • Misrepresentations related to unit trust investments.
  • Misrepresentations related to variable annuity contract investment.
  • Failure to disclose the terms and features of investment product.

Aaron Rice Red Flags & Your Rights As An Investor

Of course, Aaron Rice did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Rice at PNC Investments and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Aaron Rice has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PNC Investments and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At PNC Investments Due To Aaron Rice

If you have questions about PNC Investments, BBVA Securities Inc. and/or Aaron Rice and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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