| Read Time: 2 minutes | National Securities Corp Complaints |

It’s critical for everyone to understand as much about the people with whom they entrust their money as possible. There are several sources where you may discover more about someone’s background, including their prior employment history, regulatory enforcement actions, and client complaints.

Aaron Jasper‘s involvement with your investments may raise concerns about his conduct, as well as any potential losses. We’ll do everything we can to address your potential questions.


Aaron Jasper Of Mutual Securities, Inc. And Formerly With National Financial Services LLC Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Aaron Jasper of Mutual Securities, Inc.?

Aaron Jasper (CRD #5016734) who is currently registered with Mutual Securities, Inc. and located in Camarillo, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Mutual Securities, Inc., Aaron Jasper was associated with National Financial Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Aaron Jasper Customer Complaints

Aaron Jasper has been the subject of 4 customer complaints that we know about, all of those complaints were filed in the last year to recover investment losses. There are currently 4 pending customer complaints filed against Aaron Jasper’s current employer Mutual Securities, Inc. for investment losses caused by the alleged misconduct.

Allegations Against Aaron Jasper

A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows:

  • Customer alleged breach of contract, breach of fiduciary duty, negligence, misrepresentations and omissions in connection with managed accounts at Mutual Securities, Inc.
  • Two customer alleged various violations of federal and state securities laws, and FINRA rules relating to stocks, including penny stocks, in her accounts at Mutual Securities, Inc. in 2 federal court actions.
  • Another customer alleged various violations of federal and state securities laws, and FINRA rules in a FINRA arbitration.

Aaron Jasper Red Flags & Your Rights As An Investor

Of course, Aaron Jasper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Jasper at Mutual Securities, Inc. and National Financial Services LLC on alert to review carefully the activity and performance of their accounts and question whether Aaron Jasper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Securities, Inc. and National Financial Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Mutual Securities, Inc. Due To Aaron Jasper

If you have questions about Mutual Securities, Inc., National Financial Services LLC, and/or Aaron Jasper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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