The Kansas investment fraud lawyers at the Law Offices of Robert Wayne Pearce P.A. represent investors throughout who have lost money due to stockbroker fraud and brokerage firm misconduct. Our securities attorneys have over 45 years of experience helping victims in Kansas recover from devastating financial losses caused by broker negligence and unsuitable investments.
We understand the shock and betrayal you feel when discovering your broker violated their fiduciary duty. Your broker may have misrepresented investments, made unauthorized trades, or recommended products unsuitable for your financial situation. Our firm has successfully recovered over $175 million for clients through FINRA arbitration and other legal channels.
Investment fraud victims often blame themselves, but broker misconduct is never your fault. Our securities attorneys handle cases involving churning, excessive trading, margin abuse, and failure to diversify. We protect investors from Wichita to Kansas City who have suffered investment losses due to their financial advisor’s wrongdoing.
Recovery is possible when you have experienced FINRA claims attorneys on your side. Our team works on contingency, meaning you pay nothing unless we recover compensation for your losses. Contact our investment fraud lawyers serving Kansas today at (800) 732-2889 for a free consultation and let us help you reclaim your financial security.
Our law firm works with clients throughout the state:
- Wichita
- Overland Park
- Kansas City
- Olathe
- Topeka
- Lawrence
- Shawnee
- Manhattan
- Lenexa
- Salina
- Hutchinson
- Leavenworth
- Leawood
- Dodge City
- Garden City
- Emporia
- Junction City
- Derby
- Prairie Village
- Hays
How a Kansas Investment Fraud Attorney Can Help You
If you’ve suffered financial losses due to investment fraud or broker misconduct, the Kansas investment fraud attorneys at the Law Offices of Robert Wayne Pearce, P.A. can help you pursue recovery. Our skilled attorneys assist investors by investigating fraudulent activities, identifying liable parties, and aggressively advocating for restitution.
Common Types of Securities Fraud in Kansas
- Unsuitable Investment Recommendations: Advisors must recommend investments aligning with your risk tolerance and financial objectives.
- Churning (Excessive Trading): Brokers excessively trade securities to generate commissions at your expense.
- Ponzi and Pyramid Schemes: Fraudulent operations promising unrealistic returns, inevitably collapsing.
- Breach of Fiduciary Duty: Advisors placing their interests ahead of clients.
- Unauthorized Trading: Trades made without your permission.
- Theft and Misappropriation: Brokers stealing or improperly using client funds.
- Misrepresentation and Omissions: Failing to disclose or intentionally misleading investors about key investment details.
- Cryptocurrency Fraud: Deceptive schemes involving digital currencies.
Kansas and Federal Laws Protecting Investors
Kansas investors are protected by comprehensive laws and regulations, including:
- Kansas Uniform Securities Act: Combats fraud, mandates securities registration, and offers recourse for defrauded investors.
- Kansas Corporations Code: Establishes corporate governance and shareholder protections.
- Kansas Unfair Trade and Consumer Protection Act (DTPA): Protects investors against deceptive business practices.
- Federal Regulations: Enforced by FINRA and the SEC, providing additional protection and oversight.
Useful Resources for Kansas Investors
- Kansas State Securities Commissioner
- Office of the Kansas Attorney General, Consumer Protection Division
- Financial Industry Regulatory Authority (FINRA)
- Securities and Exchange Commission (SEC)
Can You Recover Your Investment Losses?
To successfully recover losses, you must demonstrate broker misconduct, violations of securities laws, breach of fiduciary duty, or negligence. Most claims are resolved through FINRA arbitration, which is efficient and often more advantageous than court litigation.
Statute of Limitations for Investment Fraud in Kansas
Under Kansas and federal law, securities fraud claims typically must be filed within two years of discovering the fraud, and no more than five years from the date of violation. Prompt consultation with a securities attorney is crucial to ensure timely filing.
Why Choose the Law Offices of Robert Wayne Pearce, P.A.?
Attorney Robert Pearce has successfully recovered over $175 million for defrauded investors over the last 20 years. Our firm:
- Represents and advises you throughout your case.
- Conducts thorough investigations to uncover evidence of fraud.
- Identifies all liable parties, including brokers, firms, and financial institutions.
- Files complaints and arbitration claims to protect your rights.
- Negotiates and litigates
- to secure the best possible outcome.
- Pursues maximum financial recovery for your investment losses.
Investment Losses? We Can Help
Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.
or, give us a ring at (800) 732-2889.
Did You Know . . . Investment Fraud Attorney Robert Pearce Has Single-Handedly Collected Over $175 Million On Behalf of His Clients
Over the past two decades, Robert Pearce has secured more than $175 million in recovery for his investor clients. Remarkably, he has successfully recouped funds for over 99% of his investor clientele, utilizing a range of recovery methods such as settlements, arbitrations, and legal proceedings in court.
No investment fraud firm can ever guarantee the same or similar results in any given case. However, when you hire the Law Offices of Robert Wayne Pearce, P.A., you can sleep well knowing you are in qualified and capable hands. Attorney Robert Pearce has represented hundreds of investors over his 45 year career and in the last 20 years alone recovered over $175 million for his investor clients.
Robert Pearce will fight for your rights day in and day out to get you the recovery you are entitled to.
What Can an Investment Fraud Lawyer Do for Investors?
An investment fraud lawyer helps investors recover investment losses that they lost due to a financial advisor or broker who did not act in their best interest. Typically, the lawyer will help the investor recover their losses through a process called FINRA arbitration.
Investment Losses? Let’s talk.
or, give us a ring at 800-732-2889.
Client Testimonials
What Sets Our Law Firm Apart: A History of Success
Judging a law firm by its results is essential. With over 45 years of experience, we’ve gone head-to-head with Wall Street’s biggest players to reclaim what belongs to investors both in Kansas and nationwide. We tackle complex, high-stakes cases involving fraud, unsuitable investments, churning, and other forms of financial misconduct. Here are a few examples that showcase our track record:
1) Pre-FINRA Arbitration Settlement $925,000
This rare pre-arbitration filing settlement arose from a rogue broker’s misrepresentations, mismanagement, selling away, and misappropriation of funds from multiple clients in the Midwest. Kansas investors facing similar broker misconduct can take confidence from our ability to secure this substantial recovery without even filing the arbitration claim, demonstrating how our reputation alone can drive settlements when we uncover clear wrongdoing.
2) FINRA Arbitration Award $1,817,296
Case No. 09-02697
Gerald J. Kazma, et al. v. Citigroup Global Markets, Inc., et al.
The Kazma family’s case involved complex municipal arbitrage structured products (MAT/ASTA) that were allegedly misrepresented and mismanaged during the 2008 municipal bond crisis. Kansas investors can benefit from our experience handling sophisticated financial products—we represented scores of investors in this structured product debacle, securing justice through aggressive litigation that resulted in this seven-figure award.
3) FINRA Arbitration Settlement $685,000
When an independent brokerage firm with offices throughout the United States failed to perform due diligence on oil and gas limited partnerships, we fought back. This case demonstrates our strategic approach—when the broker-dealer tried to dismiss under FINRA’s 6-year eligibility rule, we crafted a class action complaint threat that drove them to settle for $685,000 in 2016. Kansas investors dealing with similar due diligence failures can rely on our creative legal strategies to overcome procedural obstacles.
Contact our Kansas Securities and Investment Fraud Attorneys Today
The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Kansas investment fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.
If you are an investor who has recently dealt with investment loss due to potential securities or investment fraud, we want to help.
If you have questions about how to move forward, contact our team online or by phone at (800) 732-2889 for a free confidential consultation with a Kansas securities lawyer. We will fight aggressively for your financial recovery and for justice.
Frequently Asked Questions
How do I know if I have an investment fraud claim in Kansas?
If your broker made unauthorized trades, misrepresented risks, or placed you in unsuitable investments, you may have a valid claim. Kansas law and FINRA rules protect investors from this kind of broker misconduct.
What is the time limit for filing an investment fraud case in Kansas?
Under Kansas law, most fraud claims must be filed within two years of discovering the fraud and no more than five years from when it occurred. Acting quickly is key to preserving your rights.
What does it cost to hire your firm for a Kansas investment fraud case?
Our firm works on a contingency fee basis—you pay nothing unless we recover money for you. We also offer free, confidential consultations.
What losses can I recover in an investment fraud case?
You may be able to recover your investment losses, interest, attorney’s fees, and in some cases, punitive damages. The outcome depends on the strength of your case and the type of misconduct involved.
How long does a FINRA arbitration take?
Most FINRA arbitration cases are resolved within 12–18 months. Some cases may settle sooner if liability is clear and damages are well-documented.
[Written by attorney Robert Wayne Pearce (Attorney Bio)]