If you’ve lost money through your broker’s bad advice or discovered unauthorized trades in your account, you’re not alone. The Hawaii investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. help Hawaii-based investors recover losses from stockbroker fraud and brokerage firm misconduct.
We handle cases involving misrepresentation, breach of fiduciary duty, unauthorized trading, broker negligence and many more throughout Hawaii.
Our focused approach as investment fraud attorneys serving Hawaii means we understand every tactic brokers use to avoid responsibility. Recovery is possible—many investors reclaim substantial portions of their losses through FINRA claims.
You don’t have to navigate this alone, and it’s not your fault. Securities fraud victims often blame themselves, but these losses result from professional misconduct, not your decisions.
How a Hawaii Investment Fraud Attorney Can Help You
If you’ve experienced investment losses due to fraud or broker misconduct, the Hawaii securities attorneys at the Law Offices of Robert Wayne Pearce, P.A. can potentially assist you in recovering compensation. Below we outline common securities violations in Hawaii and describe how our experienced attorneys can support your recovery efforts:
Common Securities Fraud Violations in Hawaii
Misrepresentation and Omission by Brokers
Brokers must provide truthful, complete information about investments. Misrepresentations and omissions violate the Hawaii Uniform Securities Act and federal SEC Rule 10b-5. Our attorneys investigate fraudulent practices to recover your losses.
Unsuitable Investment Recommendations
Under FINRA Rule 2111, brokers must recommend investments aligned with your financial goals and risk tolerance. Our lawyers can help if unsuitable advice caused you significant financial harm.
Ponzi and Pyramid Schemes
Ponzi schemes use new investors’ funds to pay returns to earlier investors, eventually collapsing and causing substantial losses. These schemes violate Hawaii’s securities laws, and our firm aggressively pursues claims against responsible parties.
Churning (Excessive Trading)
Churning involves excessive trading designed to generate commissions rather than benefit clients. Our attorneys can analyze trading records, identify churning violations under FINRA rules, and help you recover damages.
Breach of Fiduciary Duty
Brokers and investment advisors owe fiduciary duties to clients. Violations occur when professionals prioritize their interests over yours, causing financial losses. We can investigate breaches and hold accountable those responsible.
Unauthorized Trading and Broker Theft
Unauthorized trading and broker embezzlement violate securities laws and fiduciary duties. Our firm investigates these serious violations, documents misconduct, and aggressively seeks compensation for your losses.
Key Hawaii and Federal Securities Laws Protecting Investors
- Hawaii Uniform Securities Act: Protects against fraud and requires securities registration.
- Hawaii Business Corporations Act: Defines shareholder rights and corporate obligations.
- Hawaii Uniform Deceptive Trade Practices Act (UDTPA): Empowers action against deceptive investment practices.
- Federal Regulations: Enforced by FINRA and the SEC to provide additional protections.
Useful Resources for Hawaii Investors
- Hawaii State Securities Board
- Office of the Hawaii Attorney General, Consumer Protection Division
- Financial Industry Regulatory Authority (FINRA)
- Securities and Exchange Commission (SEC)
Can You Recover Your Investment Losses?
To recover losses, you must prove your broker or advisor breached fiduciary duties, acted negligently, or violated securities laws. Most cases are resolved through FINRA arbitration, providing an efficient, cost-effective way to resolve disputes.
Statute of Limitations for Investment Fraud in Hawaii
Hawaii’s statute of limitations for securities fraud typically requires filing claims within two years of discovery and no later than six years from the violation date. Prompt legal consultation can safeguard your recovery rights.
What Can an Investment Fraud Lawyer Do for Investors?
An investment fraud lawyer helps investors recover investment losses that they lost due to a financial advisor or broker who did not act in their best interest. Typically, the lawyer will help the investor recover their losses through a process called FINRA arbitration.
Contact our Local Hawaii Securities and Investment Fraud Attorneys Today
The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Hawaii investment fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.
If you are an investor who has recently dealt with investment loss due to potential securities or investment fraud, we want to help.
If you have questions about how to move forward, contact our team online or call our Honolulu office line at (800) 732-2889 for a free confidential consultation with a Hawaii securities lawyer. We will fight aggressively for your financial recovery and for justice.
Our law firm works with clients throughout the state:
- Honolulu
- Hilo
- Kailua
- Kahului
- East Honolulu
- Pearl City
- Waipahu
- Wailuku
- Kaneohe
- Mililani Town
- Kahului
- Ewa Gentry
- Kihei
- Makakilo
- Wahiawa
- Schofield Barracks
- Kapolei
- Ewa Beach
- Royal Kunia
- Hawaiian Paradise Park
Client Testimonials
Frequently Asked Questions
How do I know if I’ve been a victim of investment fraud in Hawaii?
Common signs include unauthorized trades, misleading advice, or consistent losses that don’t align with your investment goals. If your broker omitted key facts or misrepresented risks, your losses may be tied to fraud under the Hawaii Uniform Securities Act.
What is FINRA arbitration and how does it help Hawaii investors?
FINRA arbitration is a legal process used to resolve disputes between investors and brokers without going to court. Most fraud recovery cases in Hawaii are handled this way and can take 12–18 months, depending on case complexity.
What are the costs to hire your firm for an investment fraud case in Hawaii?
Our firm works on a contingency fee basis—you pay nothing upfront. We only get paid if we recover money for you, and all initial consultations are free.
How long do I have to file a claim for investment fraud in Hawaii?
Hawaii law typically allows you two years from when you discover the fraud, but no more than six years from the date of the misconduct. Acting quickly helps preserve your right to recover losses.
What types of damages may be recoverable in a Hawaii investment fraud case?
You may be able to recover lost principal, interest, fees, and in some cases punitive damages. The amount depends on the nature of the fraud and available evidence.
[Written by attorney Robert Wayne Pearce (Attorney Bio)]