DID MICHAEL T PERSINSKI CAUSE YOU INVESTMENT LOSSES?
Michael Persinski Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Citi Private Advisory, LLC, Has A Customer Complaint For Alleged Broker Misconduct
Who is Michael Persinski of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Michael Persinski (CRD #1478332) who is currently registered as a broker and investment adviser with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Coral Gables, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Michael Persinski was associated with Citi Private Advisory, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
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Michael Persinski Customer Complaint
Michael Persinski has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, negligence, fraud, breach of contract, violation of Regulation BI and negligent supervision related to the alleged failure to provide advice on a concentrated position and alleged recommendation to use a line of credit to further concentrate their assets. The FINRA arbitration proceeding filed against Citigroup Global Markets for the advisor’s alleged misconduct and damages of $56 million is still pending.