DID KENNETH JOHN KLEIN CAUSE YOU INVESTMENT LOSSES?
Kenneth Klein Of LPL Financial LLC And Formerly With Hornor, Townsend & Kent, LLC, Has A Customer Complaint For Alleged Broker Misconduct
Who is Kenneth Klein of LPL Financial LLC?
Kenneth Klein (CRD #6446796) who is currently registered with LPL Financial LLC and located in Newark, Delaware, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Kenneth Klein was associated with Hornor, Townsend & Kent, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kenneth Klein Customer Complaint
Kenneth Klein has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for a recommendation of 2 variable annuities and a life insurance policy that were inconsistent with client’s stated goals. The customer complaint was denied by the financial advisor’s employer and to date, the customer is not taken any further action.
Kenneth Klein Red Flags & Your Rights As An Investor
Of course, Kenneth Klein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Klein at LPL Financial LLC and Hornor, Townsend & Kent, LLC on alert to review carefully the activity and performance of their accounts and question whether Kenneth Klein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Hornor, Townsend & Kent, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kenneth Klein
If you have questions about LPL Financial LLC, Hornor, Townsend & Kent, LLC and/or Kenneth Klein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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