Ameriprise Financial, Inc. is a Minneapolis, Minnesota based broker-dealer and is the successor to American Express Financial Advisors, which was a subsidiary of American Express Company. Ameriprise Financial was founded in 1894 as Investors Syndicate, which began marketing the Investors Mutual Fund - the largest mutual fund in the 1960s. In 1949, Investors Syndicate was renamed Investors Diversified Services, Inc., which was purchased by American Express Corporation in 1984. The company changed its name to American Express Financial Services in 1994 and was spun off from American Express in 2005. As of December 31, 2010, the company's client base reached nearly three million, with more financial planning clients than any other firm, and $672.7 billion in owned, managed, and administered assets worldwide.FINRA Arbitration Lawyer For Ameriprise Financial, Inc. Investors Nationwide
Ameriprise Financial, Inc. has been the subject of numerous past regulatory events and arbitration proceedings. Some of these past regulatory events and arbitration proceedings included claims involving fraud, misrepresentation, negligence, breach of fiduciary duty, omissions, unsuitable investments, churning, mismanagement of accounts, and failure to supervise. The Financial Industry Regulatory Authority (FINRA) oversees broker-dealer and stockbroker practices and enforces its rules to protect investors and uphold industry standards. FINRA also provides potential investors with useful research tools on its website. Investors considering opening an account at Ameriprise Financial, Inc. should perform their own due diligence by reviewing the broker-dealer's regulatory history and stockbroker's history of conduct. To begin investigating Ameriprise Financial, Inc. and/or its registered representatives, please visit BrokerCheck.Schedule Your Free Initial Consultation with an Aggressive Attorney with Experience in FINRA Arbitrations and Ameriprise Financial, Inc.
For dedicated representation by a law firm with substantial experience in all aspects of securities, and commodities and investment disputes, contact the Law Offices of Robert Wayne Pearce, P.A., located in Boca Raton, Florida. For over 40 years, Attorney Pearce has tried, arbitrated, and mediated hundreds of disputes involving complex securities, commodities and investment law issues. The lawyers at our law firm are devoted to representing investors throughout the United States and international community! We have information about arbitrations and disciplinary actions against Ameriprise Financial, Inc. and/or stockbrokers employed at the firm on our blog. You can always call 800-732-2889 or email Mr. Pearce at firstname.lastname@example.org for answers to any of your questions about your Ameriprise Financial, Inc. investment losses and/or any related matter.