DID GUNNAR SWAIN GAVIN CAUSE YOU INVESTMENT LOSSES?
Gunnar Gavin Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Gunnar Gavin of Bankers Life Securities, Inc.?
Gunnar Gavin (CRD #5965784) who is currently registered as a broker and investment adviser with Bankers Life Securities, Inc. and located in Traverse City, Michigan, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Bankers Life Securities, Inc., Gunnar Gavin was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Gunnar Gavin Customer Complaint
Gunnar Gavin has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Asian forged customer’s wife’s signature on a document. Bankers Life Securities denied the allegations but settled the complaint in favor of the investor by waiving the 10% penalty upon liquidation of the annuity.
Gunnar Gavin Red Flags & Your Rights As An Investor
Of course, Gunnar Gavin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gunnar Gavin at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gunnar Gavin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.