Talk with Robert Pearce now
(800) 732-2889
CALL US TODAY FOR A FREE CONSULTATION
(800) 732-2889
Home
Firm Overview
Client Testimonials
Our Attorneys
Robert Wayne Pearce
Adam Kara-Lopez
Practice Areas
Broker & Financial Advisor Representation
Investor Representation
FINRA Arbitration
Investment Fraud
Stockbroker Fraud
Stock Market Losses
Churning & Excessive Trading
Failure to Supervise
What is a Lack of Diversification & Do You Need a Lawyer?
Margin Call Liquidations
Negligence & Breach of Fiduciary Duty
Elder Financial Abuse
Regulatory Defense
Securities and Exchange Commission (SEC) Defense
CFTC Defense Lawyer for Investigations & Enforcement Actions
FINRA Defense
Florida-OFR Investigations & Enforcement Proceedings
NFA Investigations & Enforcement Proceedings
Mismanagement of Trusts & Investment Accounts
Case Results
Learn More!
Cases & Investigations
Legal Blog
Video FAQ
FAQ
Resources
Decisions & Awards
Scholarship
SEC · CFTC · FINRA Feeds
Contact
Kevin Brennan formerly with Andrew Garrett Inc.
Home
»
Broker / Advisor Investigations
»
Kevin Brennan formerly with Andrew Garrett Inc.
Schedule a Free Consultation
Aug 15, 2023
| By Robert Pearce
|
Read Time:
2
minutes
|
News & Articles
|