FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Feb 22, 2024

Bradley Ford of Madison Avenue Securities, LLC

DID BRADLEY SCOTT FORD CAUSE YOU INVESTMENT LOSSES? Bradley Ford Of Madison Avenue Securities, LLC And Formerly With USA Financial Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct Bradley Ford Customer Complaints Bradley Ford has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints are settled by Bradley Ford’s former employers in favor the investors. There are currently 2 customer complaints filed with USA Financial Securities Corporation that are awaiting review and determination. Allegations Against Bradley Ford A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bradley Ford Red Flags & Your Rights As An Investor Of course, Bradley Ford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Ford at Madison Avenue Securities, LLC and USA Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Bradley Ford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, LLC and USA Financial Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, LLC Due To Bradley Ford If you have questions about Madison Avenue Securities, LLC, USA Financial Securities Corporation and/or Bradley Ford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 20, 2024

Michael Arteca of Pruco Securities, LLC

DID MICHAEL SCOTT ARTECA CAUSE YOU INVESTMENT LOSSES? Michael Arteca Of Pruco Securities, LLC Has 7 Customer Complaints For Alleged Broker Misconduct Michael Arteca Customer Complaints Michael Arteca has been the subject of 7 customer complaints that we know about seeking to recover investment losses. Three for the customer complaints were settled by Michael Arteca’s current or former employees in favor of the investors. The other four customer complaints were denied by his employers and the investors took no further action. Allegations Against Michael Arteca A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Arteca Red Flags & Your Rights As An Investor Of course, Michael Arteca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Arteca at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Arteca has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Michael Arteca If you have questions about Pruco Securities, LLC and/or Michael Arteca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 19, 2024

James Dever of Dominari Securities LLC

DID JAMES FRANCIS DEVER CAUSE YOU INVESTMENT LOSSES? James Dever Of Dominari Securities LLC And Formerly With Revere Securities LLC Has A Customer Complaint For Alleged Broker Misconduct James Dever Customer Complaint James Dever has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to supervise 3 brokers at the New York office of Revere Securities. The FINRA arbitration proceeding filed against Revere Securities for James Dever’s alleged misconduct is still pending. James Dever Red Flags & Your Rights As An Investor Of course, James Dever did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Dever at Dominari Securities LLC and Revere Securities LLC on alert to review carefully the activity and performance of their accounts and question whether James Dever has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominari Securities LLC and Revere Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dominari Securities LLC Due To James Dever If you have questions about Dominari Securities LLC, Revere Securities LLC and/or James Dever and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 18, 2024

Gregory McCloskey formerly with Westpark Capital, Inc

DID GREGORY WALTER MCCLOSKEY CAUSE YOU INVESTMENT LOSSES? Gregory McCloskey Formerly With Westpark Capital, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Gregory McCloskey Customer Complaints Gregory McCloskey has been the subject of 6 customer complaints that we know about seeking to recover investment losses. All 6 customer complaints that were filed against Gregory McCloskey’s former employers evolved into FINRA arbitration proceedings that are still pending. Allegations Against Gregory McCloskey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory McCloskey Red Flags & Your Rights As An Investor Of course, Gregory McCloskey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory McCloskey at Westpark Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory McCloskey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westpark Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Westpark Capital, Inc. Due To Gregory McCloskey If you have questions about Westpark Capital, Inc. and/or Gregory McCloskey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 15, 2024

Jon Lee formerly with AAG Capital, Inc

DID JON RAYMOND LEE CAUSE YOU INVESTMENT LOSSES? Jon Lee Formerly With AAG Capital, Inc. and Aegis Capital Corp. Has 4 Customer Complaints For Alleged Broker Misconduct Jon Lee Customer Complaints Jon Lee has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Jon Lee’s former employers in favor of the investors.  Another customer complaint was denied by Citigroup Global Markets and the investor filed took no further action.  There is currently one customer complaint in a FINRA arbitration proceeding against Aegis Capital Corp. for Jon Lee’s alleged misconduct that is still pending. Allegations Against Jon Lee A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jon Lee Red Flags & Your Rights As An Investor Of course, Jon Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Lee at AAG Capital, Inc. and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Jon Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AAG Capital, Inc. and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At AAG Capital, Inc. Due To Jon Lee If you have questions about AAG Capital, Inc., Aegis Capital Corp. and/or Jon Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 12, 2024

 Kyle Wool of Dominari Securities LLC

DID KYLE MICHAEL WOOL CAUSE YOU INVESTMENT LOSSES? Kyle Wool Of Dominari Securities LLC And Formerly With Revere Securities LLC and Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Kyle Wool Customer Complaints Kyle Wool has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Oppenheimer & Co. for Kyle Wool’s alleged misconduct. His former employer then denied two customer complaints and the investors took no further action. There is currently one customer complaint was recently filed as if an arbitration proceeding against Revere Securities for the advisor’s alleged misconduct that is still pending. Allegations Against Kyle Wool A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kyle Wool Red Flags & Your Rights As An Investor Of course, Kyle Wool did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Wool at Dominari Securities LLC, Revere Securities LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kyle Wool has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominari Securities LLC, Revere Securities LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dominari Securities LLC Due To Kyle Wool If you have questions about Dominari Securities LLC, Revere Securities LLC, Morgan Stanley and/or Kyle Wool and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 7, 2024

Adam Cavise of Revere Securities LLC

DID ADAM MICHAEL CAVISE CAUSE YOU INVESTMENT LOSSES? Adam Cavise Of Revere Securities LLC And Formerly With Spartan Capital Securities, LLC and Benchmark Investments, LLC Has A Customer Complaint For Alleged Broker Misconduct Adam Cavise Customer Complaint Adam Cavise has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were the registered representative failed to follow the customer’s instructions regarding the sale of shares of common and preferred stock. The customer complaint was recently filed with Spartan Capital Securities for the advisor’s alleged misconduct and is still pending the firm’s review and determination. Adam Cavise Red Flags & Your Rights As An Investor Of course, Adam Cavise did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Cavise at Revere Securities LLC, Spartan Capital Securities, LLC and Benchmark Investments, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Cavise has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Revere Securities LLC, Spartan Capital Securities, LLC and Benchmark Investments, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Revere Securities LLC Due To Adam Cavise If you have questions about Revere Securities LLC, Spartan Capital Securities, LLC, Benchmark Investments, LLC and/or Adam Cavise and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 7, 2024

Lance Cannon of LPL Financial LLC

DID LANCE VICTOR CANNON CAUSE YOU INVESTMENT LOSSES? Lance Cannon Of LPL Financial LLC And Formerly With Bancwest Investment Services, Inc. and Allstate Financial Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Lance Cannon Customer Complaint Lance Cannon has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made unsuitable investment recommendations and misrepresented the risk of the mutual fund investments he recommended. LPL Financial recently denied the customer complaint antedate, the investor has not filed any arbitration proceeding were taken any other action. Lance Cannon Red Flags & Your Rights As An Investor Of course, Lance Cannon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lance Cannon at LPL Financial LLC, Bancwest Investment Services, Inc. and Allstate Financial Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Lance Cannon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Bancwest Investment Services, Inc. and Allstate Financial Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Lance Cannon If you have questions about LPL Financial LLC, Bancwest Investment Services, Inc., Allstate Financial Advisors, LLC and/or Lance Cannon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 29, 2024

Gayle Dilla of NBC Securities, Inc

DID GAYLE ANNE DILLA CAUSE YOU INVESTMENT LOSSES? Gayle Dilla Of NBC Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Gayle Dilla Customer Complaint Gayle Dilla has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized withdrawals that because the client to incur a tax liability. The customer complaint was recently filed with NBC Securities and awaiting the firm’s determination on the merits of the claim. Gayle Dilla Red Flags & Your Rights As An Investor Of course, Gayle Dilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gayle Dilla at NBC Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gayle Dilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NBC Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NBC Securities, Inc. Due To Gayle Dilla If you have questions about NBC Securities, Inc. and/or Gayle Dilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 25, 2024

Manuel Ramos of Centaurus Financial, Inc

DID MANUEL RAMOS CAUSE YOU INVESTMENT LOSSES? Manuel Ramos Of Centaurus Financial, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Manuel Ramos Customer Complaints Manuel Ramos has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Centaurus Financial in favor of the investor. Manuel Ramos former employers denied 3 other customer complaints and the investor took no further action. There is currently one customer complaint that was recently filed with Centaurus Financial that is awaiting resolution. Allegations Against Manuel Ramos A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Manuel Ramos Red Flags & Your Rights As An Investor Of course, Manuel Ramos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Manuel Ramos at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Manuel Ramos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Manuel Ramos If you have questions about Centaurus Financial, Inc. and/or Manuel Ramos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading