FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 22, 2024

Tamara Glenn formerly with LPL Financial LLC

DID TAMARA A GLENN CAUSE YOU INVESTMENT LOSSES? Tamara Glenn Formerly With LPL Financial LLC, Sigma Financial Corporation and Securian Financial Services, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Tamara Glenn Customer Complaints Tamara Glenn has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Tamara Glenn’s former employers in favor of the investors. Another 3 customer complaints were denied by her former employers, and, to date, the investors have not taken any further action. Currently, there are 2 FINRA arbitration proceedings filed against Essex National Securities for the advisors alleged misconduct that are still pending. Allegations Against Tamara Glenn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Tamara Glenn Red Flags & Your Rights As An Investor Of course, Tamara Glenn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tamara Glenn at LPL Financial LLC, Sigma Financial Corporation and Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Tamara Glenn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Sigma Financial Corporation and Securian Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Tamara Glenn  If you have questions about LPL Financial LLC, Sigma Financial Corporation, Securian Financial Services, Inc. and/or Tamara Glenn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 18, 2024

Andrew Douglas of Castle Placement LLC

DID ANDREW PENICK WATSON DOUGLAS CAUSE YOU INVESTMENT LOSSES? Andrew Douglas Of Castle Placement LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Andrew Douglas Customer Complaint Andrew Douglas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unidentified misconduct that occurred at the Fidelity Bank and LPL Financial related to exchange traded funds.  The customer complaint was denied by Andrew Watson’s former employers and the investors took no further action.  Andrew Douglas Red Flags & Your Rights As An Investor Of course, Andrew Douglas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Douglas at Castle Placement LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Douglas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Castle Placement LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Castle Placement LLC Due To Andrew Douglas  If you have questions about Castle Placement LLC, LPL Financial LLC and/or Andrew Douglas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 17, 2024

Mirsad Jakupi of J.P. Morgan Securities LLC

DID MIRSAD JAKUPI CAUSE YOU INVESTMENT LOSSES? Mirsad Jakupi Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Mirsad Jakupi Customer Complaint Mirsad Jakupi has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation related to manage the account investment.  JP Morgan Securities recently denied the customer complaint and to date, it does not appear that the investor filed any arbitration proceeding or taken any other action. Mirsad Jakupi Red Flags & Your Rights As An Investor Of course, Mirsad Jakupi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mirsad Jakupi at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Mirsad Jakupi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Mirsad Jakupi  If you have questions about J.P. Morgan Securities LLC and/or Mirsad Jakupi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 16, 2024

Kathleen Hansen of LPL Financial LLC

DID KATHLEEN REAMS HANSEN CAUSE YOU INVESTMENT LOSSES? Kathleen Hansen Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Kathleen Hansen Customer Complaint Kathleen Hansen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendation to purchase preferred stock, and customer’s account.  Sage Point Financial settled the customer complaint in favor of the investor. Kathleen Hansen Red Flags & Your Rights As An Investor Of course, Kathleen Hansen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kathleen Hansen at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kathleen Hansen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kathleen Hansen  If you have questions about LPL Financial LLC and/or Kathleen Hansen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2024

Eric Bunker formerly with Raymond James Financial Services, Inc.

DID ERIC WILLIAM BUNKER CAUSE YOU INVESTMENT LOSSES? Eric Bunker Formerly With Raymond James Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Eric Bunker Customer Complaints Eric Bunker has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. Sutro and Co., settled in another customer complaint in favor of the investor for Eric Bunker’s alleged misconduct. Another customer complaint was denied by Raymond James Financial Services and the investor took no further action.  There is currently one customer complaint that evolved into a FINRA arbitration proceeding against Raymond James Financial Services for Eric Bunker’s alleged misconduct that is still pending. Allegations Against Eric Bunker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Bunker Red Flags & Your Rights As An Investor Of course, Eric Bunker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Bunker at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Bunker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Eric Bunker  If you have questions about Raymond James Financial Services, Inc. and/or Eric Bunker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2024

Avi Bialo of Arete Wealth Management, LLC

DID AVI J BIALO CAUSE YOU INVESTMENT LOSSES? Avi Bialo Of Arete Wealth Management, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Avi Bialo Customer Complaints Avi Bialo has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Arete Wealth Management in favor of the investor.  The other four customer complaints for Avi Bialo’s alleged misconduct evolved into FINRA arbitration proceedings that are still pending. Allegations Against Avi Bialo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Avi Bialo Red Flags & Your Rights As An Investor Of course, Avi Bialo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Avi Bialo at Arete Wealth Management, LLC on alert to review carefully the activity and performance of their accounts and question whether Avi Bialo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arete Wealth Management, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arete Wealth Management, LLC Due To Avi Bialo  If you have questions about Arete Wealth Management, LLC and/or Avi Bialo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 12, 2024

Joseph Barreca of First Horizon Advisors, Inc.

DID JOSEPH PIERRE BARRECA CAUSE YOU INVESTMENT LOSSES? Joseph Barreca Of First Horizon Advisors, Inc. And Formerly With Infinex Investments, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Joseph Barreca Customer Complaints Joseph Barreca has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  All 3 customer complaints were denied by his employer First Horizon Advisors and so far, the investors have not taken any further action. Allegations Against Joseph Barreca A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Barreca Red Flags & Your Rights As An Investor Of course, Joseph Barreca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Barreca at First Horizon Advisors, Inc. and Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Barreca has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Horizon Advisors, Inc. and Infinex Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Horizon Advisors, Inc. Due To Joseph Barreca  If you have questions about First Horizon Advisors, Inc., Infinex Investments, Inc. and/or Joseph Barreca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2024

Robert Smalanskas of IFP Securities, LLC

DID ROBERT THOMAS SAMALANSKAS CAUSE YOU INVESTMENT LOSSES? Robert Smalanskas Of IFP Securities, LLC And Formerly With PNC Investments Has 3 Customer Complaints For Alleged Broker Misconduct Robert Smalanskas Customer Complaints Robert Smalanskas has been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints, including the one most recently filed, were denied by Robert Samalanskas’ former employers in the investors took no further action. Allegations Against Robert Smalanskas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Smalanskas Red Flags & Your Rights As An Investor Of course, Robert Smalanskas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Smalanskas at IFP Securities, LLC and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Robert Smalanskas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFP Securities, LLC and PNC Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IFP Securities, LLC Due To Robert Smalanskas  If you have questions about IFP Securities, LLC, PNC Investments and/or Robert Smalanskas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2024

Ayad Saad of Morgan Stanley

DID AYAD BESHARA SAAD CAUSE YOU INVESTMENT LOSSES? Ayad Saad Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Ayad Saad Customer Complaints Ayad Saad has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor of the advisors alleged misconduct.  His former employers denied 3 other customer complaints, and the investors took no further action.  There is currently one customer complaint pending with Morgan Stanley for Ayad Saad’s alleged misconduct. Allegations Against Ayad Saad A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ayad Saad Red Flags & Your Rights As An Investor Of course, Ayad Saad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ayad Saad at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ayad Saad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors, LLC Due To Tony Roberts  If you have questions about Morgan Stanley and/or Ayad Saad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2024

Adam Quarello of Oppenheimer & Co. Inc

DID HARMOND MICHAEL SCHAEFER CAUSE YOU INVESTMENT LOSSES? Adam Quarello Of Oppenheimer & Co. Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Adam Quarello Customer Complaints Adam Quarello has been the subject of 6 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by an Oppenheimer & Co. in favor of the investor.  Adam Quarello’s employers denied for other customer complaints that it does not appear that the investors took any further action.  There is currently 1 customer complaint that was recently filed with Oppenheimer and Co. that is still pending its review and response. Allegations Against Adam Quarello A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Adam Quarello Red Flags & Your Rights As An Investor Of course, Adam Quarello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Quarello at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Quarello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Adam Quarello  If you have questions about Oppenheimer & Co. Inc. and/or Adam Quarello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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