Sep 26, 2023

Robert Rumley, III of William Blair

DID ROBERT J RUMLEY III CAUSE YOU INVESTMENT LOSSES? Robert Rumley, III Of William Blair And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Robert Rumley, III Customer Complaints Robert Rumley, III has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Morgan Stanley and the investor took no further action. There is currently one recently filed customer complaint against Morgan Stanley for Robert Bromley’s alleged misconduct which is still pending. Allegations Against Robert Rumley, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Rumley, III Red Flags & Your Rights As An Investor Of course, Robert Rumley, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Rumley, III at William Blair and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Robert Rumley, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at William Blair and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At William Blair Due To Robert Rumley, III If you have questions about William Blair, Morgan Stanley and/or Robert Rumley, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 5, 2023

Bobby Aycock of Morgan Stanley

DID BOBBY GERALD AYCOCK CAUSE YOU INVESTMENT LOSSES? Bobby Aycock Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Bobby Aycock Customer Complaint Bobby Aycock has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the adviser did not act in customer’s best interest with respect to management of portfolio. The customer complaint was recently filed and is still pending in the FINRA arbitration forum. Bobby Aycock Red Flags & Your Rights As An Investor Of course, Bobby Aycock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bobby Aycock at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Bobby Aycock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Bobby Aycock If you have questions about Morgan Stanley and/or Bobby Aycock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 31, 2023

Adam Lang of Morgan Stanley

DID ADAM LANG CAUSE YOU INVESTMENT LOSSES? Adam Lang Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Adam Lang Customer Complaint Adam Lang has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations in connection with the purchase of shares of First Republic Bank. Morgan Stanley recently denied the customer complaint and, to date, no further action has been taken by the investor. Adam Lang Red Flags & Your Rights As An Investor Of course, Adam Lang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Lang at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Adam Lang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Adam Lang If you have questions about Morgan Stanley and/or Adam Lang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 23, 2023

Bruce Galloway of Morgan Stanley

DID BRUCE MATHEW GALLOWAY CAUSE YOU INVESTMENT LOSSES? Bruce Galloway Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Bruce Galloway Customer Complaints Bruce Galloway has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Morgan Stanley and, to date, the customers have not taken any further action. Allegations Against Bruce Galloway A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bruce Galloway Red Flags & Your Rights As An Investor Of course, Bruce Galloway did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Galloway at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Bruce Galloway has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Bruce Galloway If you have questions about Morgan Stanley and/or Bruce Galloway and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 24, 2023

Ryan Taleghani of Morgan Stanley

DID RYAN K TALEGHANI CAUSE YOU INVESTMENT LOSSES? Ryan Taleghani Of Morgan Stanley And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Ryan Taleghani Customer Complaint Ryan Taleghani has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading. Merrill Lynch Pierce Fenner and Smith settled the customer complaint in favor of the investor. Ryan Taleghani Red Flags & Your Rights As An Investor Of course, Ryan Taleghani did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Taleghani at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Ryan Taleghani has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ryan Taleghani If you have questions about Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Ryan Taleghani and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 16, 2023

Mark Hein formerly with Morgan Stanley

DID MARK WELTE HEIN CAUSE YOU INVESTMENT LOSSES? Mark Hein Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Mark Hein Customer Complaint Mark Hein has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to liquidity of a direct investment. Morgan Stanley denied the customer complaint, and to date, no further action has been taken by the investor. Mark Hein Red Flags & Your Rights As An Investor Of course, Mark Hein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Hein at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Hein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mark Hein If you have questions about Morgan Stanley and/or Mark Hein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2023

Mark Hebert formerly with Deutsche Bank Securities Inc.

DID MARK HEBERT CAUSE YOU INVESTMENT LOSSES? Mark Hebert Formerly With Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and Morgan Stanley & Co, LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Hebert Customer Complaint Mark Hebert has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose that bonds sold were unregistered 144 A securities and that the bonds were inconsistent with its portfolio guidelines. Wells Fargo Securities settled the customer dispute by canceling the customer’s purchase of the $9.5 million of bonds at issue. Mark Hebert Red Flags & Your Rights As An Investor Of course, Mark Hebert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Hebert at Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and Morgan Stanley & Co, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Hebert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and Morgan Stanley & Co, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Deutsche Bank Securities Inc. Due To Mark Hebert If you have questions about Deutsche Bank Securities Inc., Wells Fargo Securities, LLC, Morgan Stanley & Co, LLC and/or Mark Hebert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2022

Burton Halpert of Morgan Stanley

DID BURTON SHELDON HALPERT CAUSE YOU INVESTMENT LOSSES? Burton Halpert Of Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Who is Burton Halpert of Morgan Stanley? Burton Halpert (CRD #234619) who is currently registered with Morgan Stanley and located in Lutherville, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Burton Halpert Customer Complaints Burton Halpert has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Burton Halpert’s 4customer complaints were settled in favor of investors. One of Burton Halpert’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Burton Halpert’s former employer MSSB for investment losses caused by the alleged misconduct. Allegations Against Burton Halpert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentations regarding investments in Fannie Mae preferred stock. Unsuitable investment recommendations involving over-the-counter equity transactions. Misrepresentation of risk related to an investment in common and preferred stock. Unsuitable investment recommendations involving equity listed common and preferred stocks. Burton Halpert Red Flags & Your Rights As An Investor Of course, Burton Halpert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Burton Halpert at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Burton Halpert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Burton Halpert If you have questions about Morgan Stanley and/or Burton Halpert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jason Wolter of Morgan Stanley

DID JASON W. WOLTER CAUSE YOU INVESTMENT LOSSES? Jason Wolter Of Morgan Stanley And Formerly With J.P. Morgan Securities And Deutsche Bank Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Wolter of Morgan Stanley? Jason Wolter (CRD #2934037) who is currently registered with Morgan Stanley and located in Greenwich, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Jason Wolter was associated with J.P. Morgan Securities, Deutsche Bank Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Wolter Customer Complaint Jason Wolter has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged unauthorized trading regarding municipal bond, mutual fund, structured product and ETF investments. The customer complaint filed against Jason Wolter’s current employer Deutsche Bank Securities and J.P. Morgan Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Jason Wolter Red Flags & Your Rights As An Investor Of course, Jason Wolter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Wolter at Morgan Stanley, J.P. Morgan Securities, and Deutsche Bank Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Wolter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley, J.P. Morgan Securities, and Deutsche Bank Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jason Wolter If you have questions about Morgan Stanley, J.P. Morgan Securities, Deutsche Bank Securities, and/or Jason Wolter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Andrew Sukhin of Morgan Stanley

DID ANDREW GEORGE SUKHIN CAUSE YOU INVESTMENT LOSSES? Andrew Sukhin Of Morgan Stanley Has 9 Customer Complaints For Alleged Broker Misconduct Who is Andrew Sukhin of Morgan Stanley? Andrew Sukhin (CRD #2102283) who is currently registered with Morgan Stanley and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Andrew Sukhin Customer Complaints Andrew Sukhin has been the subject of 9 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Andrew Sukhin’s 9 customer complaints resulted in an arbitration award in favor of the investor. Three of Andrew Sukhin’s 9 customer complaints were settled in favor of investors. Five of Andrew Sukhin’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Andrew Sukhin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Andrew Sukhin inappropriately advised him to establish an off shore account which resulted in tax penalties; client also alleged Mr. Sukhin inappropriately recommended a variable annuity. Client alleged, inter alia, Andrew Sukhin’s misrepresentation with respect to managed account investments. Client alleged Andrew Sukhin’s failure to disclose prepayment penalty on express credit loan. Clients alleged that their accounts were engaged in unsuitable and unauthorized transactions by Andrew Sukhin. Additional allegations included, breach of contract, violations of the FINRA Suitability Rules, breach of fiduciary duty, failure to supervise and control person liability, negligence and unauthorized trading. Customer alleged that agreement existed with Andrew Sukhin whereby he promised an 8% return per year. Andrew Sukhin’s alleged failure to disclose risks associated with the purchase of auction rate securities. The client alleged Andrew Sukhin’s failure to follow instructions with respect to investment guidelines. Damages unspecified. Unauthorized, excessive trading allegedly by Andrew Sukhin. Andrew Sukhin Red Flags & Your Rights As An Investor Of course, Andrew Sukhin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Sukhin at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Andrew Sukhin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Andrew Sukhin If you have questions about Morgan Stanley and/or Andrew Sukhin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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