Feb 12, 2024

 Kyle Wool of Dominari Securities LLC

DID KYLE MICHAEL WOOL CAUSE YOU INVESTMENT LOSSES? Kyle Wool Of Dominari Securities LLC And Formerly With Revere Securities LLC and Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Kyle Wool Customer Complaints Kyle Wool has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Oppenheimer & Co. for Kyle Wool’s alleged misconduct. His former employer then denied two customer complaints and the investors took no further action. There is currently one customer complaint was recently filed as if an arbitration proceeding against Revere Securities for the advisor’s alleged misconduct that is still pending. Allegations Against Kyle Wool A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kyle Wool Red Flags & Your Rights As An Investor Of course, Kyle Wool did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Wool at Dominari Securities LLC, Revere Securities LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kyle Wool has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominari Securities LLC, Revere Securities LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dominari Securities LLC Due To Kyle Wool If you have questions about Dominari Securities LLC, Revere Securities LLC, Morgan Stanley and/or Kyle Wool and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 11, 2023

Talal Bazzi of Morgan Stanley

DID TALAL BAZZI CAUSE YOU INVESTMENT LOSSES? Talal Bazzi Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Talal Bazzi Customer Complaint Talal Bazzi has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the investment strategy implemented in the investors managed accounts was not in her best interest. Morgan Stanley recently denied the customer complaint and the investor has yet to file any arbitration proceeding. Talal Bazzi Red Flags & Your Rights As An Investor Of course, Talal Bazzi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Talal Bazzi at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Talal Bazzi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Talal Bazzi If you have questions about Morgan Stanley and/or Talal Bazzi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 26, 2023

Robert Rumley, III of William Blair

DID ROBERT J RUMLEY III CAUSE YOU INVESTMENT LOSSES? Robert Rumley, III Of William Blair And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Robert Rumley, III Customer Complaints Robert Rumley, III has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Morgan Stanley and the investor took no further action. There is currently one recently filed customer complaint against Morgan Stanley for Robert Bromley’s alleged misconduct which is still pending. Allegations Against Robert Rumley, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Rumley, III Red Flags & Your Rights As An Investor Of course, Robert Rumley, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Rumley, III at William Blair and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Robert Rumley, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at William Blair and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At William Blair Due To Robert Rumley, III If you have questions about William Blair, Morgan Stanley and/or Robert Rumley, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 5, 2023

Bobby Aycock of Morgan Stanley

DID BOBBY GERALD AYCOCK CAUSE YOU INVESTMENT LOSSES? Bobby Aycock Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Bobby Aycock Customer Complaint Bobby Aycock has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the adviser did not act in customer’s best interest with respect to management of portfolio. The customer complaint was recently filed and is still pending in the FINRA arbitration forum. Bobby Aycock Red Flags & Your Rights As An Investor Of course, Bobby Aycock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bobby Aycock at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Bobby Aycock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Bobby Aycock If you have questions about Morgan Stanley and/or Bobby Aycock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 31, 2023

Adam Lang of Morgan Stanley

DID ADAM LANG CAUSE YOU INVESTMENT LOSSES? Adam Lang Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Adam Lang Customer Complaint Adam Lang has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations in connection with the purchase of shares of First Republic Bank. Morgan Stanley recently denied the customer complaint and, to date, no further action has been taken by the investor. Adam Lang Red Flags & Your Rights As An Investor Of course, Adam Lang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Lang at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Adam Lang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Adam Lang If you have questions about Morgan Stanley and/or Adam Lang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 23, 2023

Bruce Galloway of Morgan Stanley

DID BRUCE MATHEW GALLOWAY CAUSE YOU INVESTMENT LOSSES? Bruce Galloway Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Bruce Galloway Customer Complaints Bruce Galloway has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Morgan Stanley and, to date, the customers have not taken any further action. Allegations Against Bruce Galloway A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bruce Galloway Red Flags & Your Rights As An Investor Of course, Bruce Galloway did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Galloway at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Bruce Galloway has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Bruce Galloway If you have questions about Morgan Stanley and/or Bruce Galloway and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 24, 2023

Ryan Taleghani of Morgan Stanley

DID RYAN K TALEGHANI CAUSE YOU INVESTMENT LOSSES? Ryan Taleghani Of Morgan Stanley And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Ryan Taleghani Customer Complaint Ryan Taleghani has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading. Merrill Lynch Pierce Fenner and Smith settled the customer complaint in favor of the investor. Ryan Taleghani Red Flags & Your Rights As An Investor Of course, Ryan Taleghani did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Taleghani at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Ryan Taleghani has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ryan Taleghani If you have questions about Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Ryan Taleghani and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 16, 2023

Mark Hein formerly with Morgan Stanley

DID MARK WELTE HEIN CAUSE YOU INVESTMENT LOSSES? Mark Hein Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Mark Hein Customer Complaint Mark Hein has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to liquidity of a direct investment. Morgan Stanley denied the customer complaint, and to date, no further action has been taken by the investor. Mark Hein Red Flags & Your Rights As An Investor Of course, Mark Hein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Hein at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Hein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mark Hein If you have questions about Morgan Stanley and/or Mark Hein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2023

Mark Hebert formerly with Deutsche Bank Securities Inc.

DID MARK HEBERT CAUSE YOU INVESTMENT LOSSES? Mark Hebert Formerly With Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and Morgan Stanley & Co, LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Hebert Customer Complaint Mark Hebert has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose that bonds sold were unregistered 144 A securities and that the bonds were inconsistent with its portfolio guidelines. Wells Fargo Securities settled the customer dispute by canceling the customer’s purchase of the $9.5 million of bonds at issue. Mark Hebert Red Flags & Your Rights As An Investor Of course, Mark Hebert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Hebert at Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and Morgan Stanley & Co, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Hebert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and Morgan Stanley & Co, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Deutsche Bank Securities Inc. Due To Mark Hebert If you have questions about Deutsche Bank Securities Inc., Wells Fargo Securities, LLC, Morgan Stanley & Co, LLC and/or Mark Hebert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2022

Burton Halpert of Morgan Stanley

DID BURTON SHELDON HALPERT CAUSE YOU INVESTMENT LOSSES? Burton Halpert Of Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Who is Burton Halpert of Morgan Stanley? Burton Halpert (CRD #234619) who is currently registered with Morgan Stanley and located in Lutherville, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Burton Halpert Customer Complaints Burton Halpert has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Burton Halpert’s 4customer complaints were settled in favor of investors. One of Burton Halpert’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Burton Halpert’s former employer MSSB for investment losses caused by the alleged misconduct. Allegations Against Burton Halpert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentations regarding investments in Fannie Mae preferred stock. Unsuitable investment recommendations involving over-the-counter equity transactions. Misrepresentation of risk related to an investment in common and preferred stock. Unsuitable investment recommendations involving equity listed common and preferred stocks. Burton Halpert Red Flags & Your Rights As An Investor Of course, Burton Halpert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Burton Halpert at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Burton Halpert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Burton Halpert If you have questions about Morgan Stanley and/or Burton Halpert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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