Mar 3, 2025

Brett Rutherford Formerly With Capital Investment Group, Inc. FIRED

Brett Rutherford who was formerly registered as a broker with Capital Investment Group, Inc. and located in Morehead City, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Brett Allen Rutherford has over 20 years of experience in the securities industry, having worked for multiple firms, including Capital Investment Group, Inc. (2015–2024), Cape Fear Securities, Inc. (2011–2015), and Summit Brokerage Services, Inc. (2005–2011). He has passed five industry exams, including Series 7, Series 24, and Series 63, and he held licenses in several states. On December 6, 2024, Mr. Rutherford’s was terminated by Capital Investment Group following accusations of violating firm policies and FINRA regulations, firm policies, and failing to meet compliance standards. He is not currently registered with any securities firm.

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Oct 10, 2024

Anthony Pitta Formerly With Capital Investment Group, Inc. Reviews

Anthony Pitta (CRD #1958029) , located in Melville, New York, has been in the financial services industry since 1989, demonstrating over three decades of experience. Throughout his career, Mr. Pitta has passed 3 general industry/product exams and 2 multi-state securities law exams. His most recent registration was with Capital Investment Group, Inc., where he was registered from July 2010 until January 2024. Prior to that, he was affiliated with firms such as Park Avenue Securities LLC and Guardian Investor Services Corporation. Although Mr. Pitta is no longer currently registered with any firm, his extensive career has involved various roles and responsibilities in the financial sector.

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