Corpus Christi Investment Fraud Attorney – FINRA Arbitration, SEC & FINRA Arbitration Law Firm
Corpus Christi investors who have lost money due to broker misconduct, unsuitable investment advice, or fraudulent securities transactions can pursue recovery with guidance from the Law Offices of Robert Wayne Pearce, P.A.. We represent individuals, retirees, and business owners throughout South Texas in arbitration, litigation, and regulatory actions related to securities fraud.
We represent Corpus Christi investors in arbitration before the Financial Industry Regulatory Authority (FINRA), AAA arbitration panels, and Texas courts. Our cases involve breach of fiduciary duty, unauthorized trading, excessive commissions, misrepresentation, and failure to supervise under industry regulations.
Investors in Corpus Christi—including oil and gas professionals, retirees, port-related business owners, and military families—are frequently targeted with complex and high-risk investments. These include non-traded REITs, variable annuities, crypto assets, and private placements. For example, Unsuitable recommendations often violate FINRA Rule 2111 (suitability), and broker-dealer oversight failures trigger compliance issues under FINRA Rule 3110 (supervision).
The Law Offices of Robert Wayne Pearce, P.A. investigates broker activity, account documentation, and investment suitability to uncover misconduct. We use financial experts and regulatory standards to build strong, evidence-based recovery strategies for investors harmed by fraudulent or negligent practices.
How Our Investment Fraud Lawyers Pursue Your Recovery
Since 1980, our firm has served investors statewide and handles a wide range of cases for our diverse clientele in Texas, including:
- Fraud and misrepresentation
- Stock market losses
- Ponzi schemes
- Margin call liquidations
- Misappropriation of funds
- Private placement fraud
- Breach of Fiduciary Duty
- Churning
- Selling Away
- Unauthorized trading
- And many others (click here for all case types our firm handles)
Attorney Robert Pearce will personally guide you through every phase of the process—from gathering evidence to pursuing FINRA arbitration or filing suit. We understand the nuances of FINRA (Financial Industry Regulatory Authority) rules and the Texas Securities Act provisions that govern your claim.
A Customized Strategy for Your Securities Fraud Claim
Every matter is different. Our attorneys investigate the specifics of your situation and craft a plan tailored to your needs. With deep knowledge of state and FINRA regulations, we fight for the strongest possible outcome.
Contact the Corpus Christi Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.
Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.
Our South Texas investment fraud representation serves the Coastal Bend region beyond Corpus Christi. We represent investors in Brownsville, McAllen, Laredo, Edinburg, Mission, Pharr, and San Angelo. Whether you’re dealing with securities fraud, broker misconduct, or private placement losses along the Texas Gulf Coast, our experienced attorneys are committed to helping you recover your investment losses.
[Written by attorney Robert Wayne Pearce (Attorney Bio)]