Portland Investment Fraud Lawyer, Securities Law Firm, FINRA & Broker Disputes Attorney
Portland investors who have suffered losses from broker fraud, unsuitable investment recommendations, or deceptive financial practices can seek recovery through the Law Offices of Robert Wayne Pearce, P.A.
Our Portland investment fraud attorneys can represent clients throughout the Portland metro area in securities fraud matters involving FINRA arbitration, regulatory investigations, and civil litigation against brokerage firms and investment advisors.
Our firm can assist individual and institutional investors in disputes before regulatory bodies and in Oregon state and federal courts. We handle cases involving misrepresentation, churning, unauthorized trading, overconcentration in high-risk investments, and breach of fiduciary duty.
How Portland Securities Fraud Lawyers Can Help Recover Your Losses
Portland investors face unique challenges in the Pacific Northwest’s growing financial market. The Law Offices of Robert Wayne Pearce P.A. can investigate broker misconduct, analyze complex financial products, and pursue recovery through arbitration or litigation.
Unsuitable Investment Recommendations
FINRA Rule 2111 requires brokers to recommend investments that match your financial situation and risk tolerance. Our attorneys can review account documents and trading activity to demonstrate when brokers violated this fundamental duty.
Misrepresentation and Material Omissions
Oregon securities laws prohibit false statements and the concealment of material facts about investments. We can file FINRA arbitration claims to recover damages when brokers misrepresented risks or failed to disclose important information.
Churning and Excessive Trading
Commission-driven trading that serves the broker’s interests rather than yours violates industry standards. Our Portland investment fraud lawyer team can analyze trading patterns to prove excessive activity and calculate your damages.
Unauthorized Trading and Margin Abuse
Brokers must obtain your permission before executing trades or using margin in your account. We can pursue claims when brokers exceed their authority or improperly handle margin calls that result in forced liquidations.
Breach of Fiduciary Duty
Investment advisors owe you a fiduciary duty to act in your best interests. Our attorneys can hold advisors accountable when they place their financial gain ahead of your investment goals.
Elder Financial Exploitation
Oregon’s elder abuse statutes provide additional protections for senior investors. We can work with families to recover assets misappropriated through undue influence or diminished capacity exploitation.
Common Investment Fraud Schemes in Portland
Portland investors often encounter sophisticated fraud schemes that can devastate retirement savings and financial security. Our Portland investment fraud attorneys can investigate and pursue claims involving:
Ponzi schemes and pyramid structures that use new investor money to pay earlier investors. We can trace fund flows and work with regulators to freeze assets and maximize recovery.
Unregistered securities offerings, including cryptocurrency investments, crowdfunding ventures, and private placements. Oregon law requires proper registration, and violations can lead to rescission rights and damage recovery.
Variable annuity abuse where brokers sell high-commission products unsuitable for your needs. Complex fee structures and surrender charges often make these products inappropriate for many investors.
Why Choose Our Portland Securities Arbitration Attorneys
Attorney Robert Wayne Pearce brings over 45 years of securities law experience to every case. Our firm has recovered more than $175 million for investors nationwide, establishing a strong track record in complex securities matters.
We can develop customized strategies based on your specific circumstances and losses. Our attorneys understand both federal securities regulations and Oregon state law protections that may apply to your case.
Time Limits for Filing Investment Fraud Claims
Securities fraud claims have strict deadlines that vary by claim type. FINRA arbitration generally requires filing within six years of the event giving rise to the claim.
Oregon state law claims may have different limitation periods. Acting quickly preserves evidence and protects your legal rights to recovery.
Contact a Portland Investment Fraud Attorney Today
Don’t let investment fraud derail your financial future. The Law Offices of Robert Wayne Pearce P.A. can evaluate your case and explain your options for recovery.
Call our Portland securities fraud lawyers at (800) 732-2889 or complete our consultation form for a confidential case review. We can assess your situation and develop a strategy to pursue the compensation you deserve.
Frequently Asked Questions
What types of investment fraud cases do Portland attorneys handle?
Our Portland investment fraud attorneys can handle various securities violations including unsuitable recommendations, churning, unauthorized trading, misrepresentation, Ponzi schemes, and elder financial abuse. We can represent clients in FINRA arbitration, regulatory proceedings, and civil litigation to recover investment losses.
How long do I have to file an investment fraud claim in Portland?
Time limits vary depending on the type of claim and forum. FINRA arbitration claims must generally be filed within six years of the occurrence, while Oregon state law claims may have different deadlines that depend on when you discovered the fraud.
What are the costs and fees for hiring an investment fraud attorney?
Our firm can discuss fee arrangements during your initial consultation. Many securities fraud cases are handled on a contingency basis, meaning you pay attorney fees only if we recover compensation for you, though you may be responsible for certain costs and expenses.