The Raleigh investment fraud attorneys at the Law Offices of Robert Wayne Pearce, P.A. represent investors throughout Wake County who suffer financial losses from securities fraud. Our firm handles FINRA arbitration claims, regulatory disputes, and civil litigation against brokers and investment advisors who violate their fiduciary duties.
Did your broker lose your money through unauthorized trading, excessive fees, or unsuitable investments? You have legal rights to recover your losses.
Investment losses devastate retirement plans and destroy financial futures. Whether you lost money in a Ponzi scheme, churning, or fraudulent private placements, we fight to get your money back through FINRA arbitration and securities litigation.
Raleigh investors deserve honest financial advice and suitable investment recommendations. When brokers breach their fiduciary duties, our securities fraud lawyers pursue maximum compensation under state and federal law.
For one, North Carolina securities law protects investors through the North Carolina Securities Act. The Act prohibits fraudulent practices and material misrepresentations in securities transactions under N.C.G.S. § 78A-8.
Protecting Raleigh Investors from Financial Misconduct
Investment fraud causes devastating losses for professionals, retirees, and business owners. Common violations include unsuitable investment recommendations, excessive trading, and unauthorized transactions in client accounts.
The Raleigh investment fraud attorney team at our firm investigates broker misconduct using forensic account analysis. We identify regulatory violations, calculate damages, and pursue recovery through strategic arbitration proceedings.
FINRA Rule 2111 requires brokers to recommend suitable investments based on client objectives. Brokers who prioritize commissions over client interests violate this fundamental duty.
Securities Fraud Cases We Handle in Wake County
Since 1980, our securities law firm has protected investor rights throughout North Carolina. Our Raleigh investment fraud attorney team handles diverse securities fraud cases including:
- Investment fraud and misrepresentation
- Stock market manipulation losses
- Ponzi scheme recovery
- Improper margin liquidations
- Theft of investment funds
- Private placement securities fraud
- Fiduciary duty violations
- Excessive trading (churning)
- Selling away violations
- Unauthorized account transactions
- And many others (view all practice areas)
Attorney Robert Pearce manages every aspect of your securities fraud case. Our legal team excels at FINRA arbitration proceedings and complex securities litigation matters.
FINRA Arbitration Process for Raleigh Investors
FINRA arbitration provides an efficient forum for resolving investment disputes. Our attorneys file detailed statements of claim documenting broker misconduct and investor damages.
The arbitration process includes discovery, motion practice, and evidentiary hearings. Experienced securities counsel maximizes recovery potential through effective case presentation.
Time Limits for Filing Securities Claims
FYI: Investment fraud claims face strict statutes of limitations under federal and state law. FINRA eligibility rules generally require filing within six years of the fraudulent transaction.
North Carolina law provides different limitation periods for various securities claims. Prompt legal consultation protects investor rights and preserves recovery options.
What are the Attorney Fees and Costs?
Our Raleigh investment fraud attorneys work on a contingency fee basis for most securities arbitration cases. Clients pay no upfront attorney fees or hourly charges during case preparation.
Contingency fees align our interests with client recovery goals. We collect attorney fees only when we secure financial compensation through settlement or arbitration award.
Case expenses include FINRA filing fees, expert witness costs, and document production charges. Our firm advances these costs and seeks reimbursement from recovered funds.
Initial consultations carry no obligation or fee. Our attorneys evaluate potential claims and explain fee structures before clients commit to representation.
Contact Our Investment Fraud and Securities Arbitration Attorneys Today
Investment fraud threatens your financial security and retirement plans. The Law Offices of Robert Wayne Pearce, P.A. fights to recover losses caused by broker misconduct and securities fraud.
Call our Raleigh investment fraud lawyers at (800) 732-2889 for a free consultation. You can also complete our confidential online form to discuss your investment losses with an experienced securities attorney.