Lansing Investment Fraud Attorney | Securities Arbitration & Broker Misconduct Lawyers
Investment fraud devastates Michigan residents who trusted financial advisors with their retirement savings and wealth. The Law Offices of Robert Wayne Pearce, P.A. can help Lansing investors recover losses from broker misconduct, unsuitable recommendations, and deceptive investment schemes.
Our Lansing investment fraud attorneys can represent clients in FINRA arbitration proceedings, SEC investigations, and Michigan state court actions against negligent brokers and their firms. We pursue compensation for investors harmed by churning, unauthorized trading, Ponzi schemes, and violations of securities regulations.
Common Investment Fraud Schemes Targeting Lansing Residents
Michigan’s capital city residents face sophisticated financial fraud from advisors pushing high-commission products. State government employees, Michigan State University faculty, and local business owners often become targets for unsuitable investments that violate FINRA suitability rules.
Brokers operating in the Lansing area frequently sell risky products, including non-traded REITs, structured notes, private placements, and volatile options strategies. These complex investments can generate substantial commissions while exposing conservative investors to devastating losses.
How Our Securities Fraud Lawyers Can Help You
Unsuitable Investment Recommendations
FINRA Rule 2111 requires brokers to recommend only suitable investments based on your age, risk tolerance, and financial situation. Our attorneys can analyze your account statements and investment profile to prove suitability violations.
Churning and Excessive Trading
Excessive trading to generate commissions violates securities laws and broker duties. We can calculate turnover ratios and cost-to-equity percentages to demonstrate churning in your account.
Misrepresentation and Omissions
Brokers must provide accurate information about investment risks and characteristics. Our Lansing investment fraud lawyer team can investigate false statements or material omissions that influenced your investment decisions.
Breach of Fiduciary Duty
Investment advisors owe fiduciary duties to act in clients’ best interests. We can pursue claims when advisors prioritize their compensation over your financial wellbeing.
Failure to Supervise
Brokerage firms must supervise their representatives’ activities under FINRA Rule 3110. Our attorneys can hold firms accountable when inadequate supervision enables broker misconduct.
Unauthorized Trading
Trading without client authorization violates securities regulations and broker agreements. We can document unauthorized transactions and pursue recovery of resulting losses.
Michigan Securities Laws Protect Lansing Investors
The Michigan Uniform Securities Act provides additional protections beyond federal regulations. Michigan investors can pursue civil remedies for securities fraud, including rescission of purchases and recovery of losses with interest.
Time limits apply to securities fraud claims under both Michigan law and FINRA rules. Michigan’s statute of limitations typically allows two years from discovery of the fraud, while FINRA requires arbitration filing within six years of the event.
Why Choose Our Investment Fraud Attorneys
Our firm can investigate complex financial transactions, analyze trading patterns, and work with forensic experts to build compelling cases. We understand the sophisticated tactics brokers use to conceal misconduct and know how to expose violations effectively.
Investment Products Often Involved in Fraud Cases
Our Lansing securities fraud attorneys frequently handle cases involving:
Variable annuities with excessive fees and surrender charges often trap retirees. Private placements and Regulation D offerings can lack liquidity and transparency while paying brokers substantial commissions.
Non-traded REITs typically charge high upfront fees and prevent investors from accessing their money for years. Structured products and derivatives can expose conservative investors to unexpected market risks.
Oil and gas partnerships frequently fail to generate promised returns despite optimistic projections. Cryptocurrency investments and digital asset funds often operate without proper registration or regulatory oversight.
Frequently Asked Questions
What types of investment fraud cases do you handle in Lansing?
Our attorneys can handle various securities fraud matters including churning, unsuitable recommendations, unauthorized trading, Ponzi schemes, breach of fiduciary duty, and elder financial exploitation. We can represent individual investors, retirees, and institutions who suffered losses from broker misconduct or investment fraud in the greater Lansing area.
How long do I have to file an investment fraud claim?
Time limits vary depending on the type of claim and forum. Michigan securities law generally provides two years from discovery of the fraud, while FINRA arbitration requires filing within six years of the occurrence. Contact our Lansing investment fraud attorney immediately to preserve your rights.
What are your attorney fees for investment fraud cases?
The Law Offices of Robert Wayne Pearce, P.A. typically handles investment fraud cases on a contingency fee basis. This means clients pay attorney fees only if we successfully recover compensation through settlement or arbitration award.
Contact a Lansing Investment Fraud Attorney Today
Investment losses from broker misconduct deserve thorough investigation and aggressive representation. The Law Offices of Robert Wayne Pearce, P.A. can review your case at no charge and explain your legal options for recovery.
Call our investment fraud attorneys at (800) 732-2889 or complete our online consultation form to speak with Attorney Pearce today.