Auburn Investment and Securities Fraud

Investment fraud can involve unauthorized trading, Ponzi schemes, private placement fraud, or churning. These cases often proceed through FINRA arbitration or litigation under the Maine Uniform Securities Act (32 M.R.S. §16501 et seq.).

The Law Offices of Robert Wayne Pearce, P.A. represents clients in Auburn who have suffered losses from broker misconduct and financial misrepresentation. Our attorneys pursue recovery by holding responsible parties accountable and navigating complex securities laws.

Attorney Robert Wayne Pearce and his team serve clients in Auburn by litigating claims in court or through FINRA arbitration. We focus on protecting investors’ rights and guiding them through every stage of their case.

We usually work on a contingency fee basis but also offer hourly and alternative arrangements when appropriate.

Trusted Securities Fraud Support for Local Investors

We represent Auburn-based investors and understand Maine statutes such as the blue-sky anti-fraud provisions in 32 M.R.S. §16509, which impose civil liability for deceptive sales practices.​ If you suspect misconduct, call us for a no-cost consultation.

Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Auburn, and the greater Portland area.

From fraud in high-net-worth portfolios to more modest accounts that still deserve protection, we guide investors through FINRA arbitration, regulatory inquiries, and other recovery avenues throughout Auburn:

  • Lake Auburn & West Auburn Estates – Waterfront and estate properties owned by professionals and retirees with sizable retirement portfolios, making them targets for unsuitable annuity switching or high-fee products.​
  • Taylor Pond & West Shore Drive – Upscale lake-adjacent homes whose owners often rely on advisors to balance real-estate equity with growth investments, leaving room for over-concentration risks.
  • Court Street Historic District & Goff Hill – Long-established professionals and small-business owners who may face unauthorized margin strategies pitched as “tax-efficient.”
  • East Auburn Heights & Fairview – Family-oriented neighborhoods where investors saving for college or retirement can be vulnerable to high-commission REITs or private placements.

A Tailored Plan for Your Investment Fraud Claim

Every situation is unique. Our team investigates the details of your claim and crafts a strategy that aligns with your goals. With our deep knowledge of securities regulations, we’re committed to securing the best possible outcome.

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Contact the Auburn Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today

Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.

Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.

Written by attorney Robert Wayne Pearce
Auburn Maine securities fraud lawyer
Stockbroker fraud attorney serving Auburn Maine
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