New Orleans Investment Fraud Lawyer, Securities Law Firm, FINRA & Broker Disputes Attorney
New Orleans investors who have suffered losses from broker misconduct, unsuitable investments, or deceptive financial practices can seek recovery through the Law Offices of Robert Wayne Pearce, P.A.
Our New Orleans investment fraud attorneys represent clients throughout the Greater New Orleans area in securities fraud matters involving FINRA arbitration, SEC investigations, and civil litigation against brokerage firms and investment advisors.
Investment fraud devastates portfolios across New Orleans, from the French Quarter to Metairie, affecting retirees, business owners, and families rebuilding after natural disasters. Our firm can analyze your case, identify regulatory violations, and pursue compensation through FINRA arbitration or the Louisiana state courts.
How Our New Orleans Securities Fraud Lawyers Can Help
Securities fraud in New Orleans takes many forms. Our attorneys can investigate misconduct and navigate Louisiana’s securities laws to recover your losses.
Unsuitable Investment Recommendations
Louisiana Revised Statutes § 51:712 and FINRA Rule 2111 require brokers to recommend investments matching your risk tolerance and financial goals. We can review account documents and trading histories to prove violations of these suitability obligations.
Misrepresentation and Material Omissions
The Louisiana Securities Law prohibits false statements about investment risks or returns. Our attorneys can file FINRA complaints seeking damages when brokers hide critical information or make misleading promises about securities.
Excessive Trading and Churning
Commission-driven trading that serves the broker’s interests violates both FINRA rules and Louisiana law. We can analyze turnover ratios and cost-equity ratios to demonstrate abusive trading patterns.
Breach of Fiduciary Duty
Investment advisors owe fiduciary duties under Louisiana law and federal regulations. Our New Orleans investment fraud attorney team can pursue claims when advisors place their interests ahead of clients’ financial well-being.
Overconcentration in High-Risk Assets
Placing too much of your portfolio in one investment or sector contradicts prudent diversification standards. We can compare your holdings to appropriate benchmarks and quantify losses from improper concentration.
Elder Financial Exploitation
Louisiana’s Adult Protective Services Act provides special protections for seniors targeted by investment schemes. Our firm can work with families to recover assets misappropriated from elderly investors.
Ponzi Schemes and Investment Fraud
New Orleans has seen numerous Ponzi schemes targeting local communities and businesses. We can trace fund flows, coordinate with regulators, and pursue recovery through multiple legal channels.
Common Investment Fraud Schemes in New Orleans
Oil and gas investment scams frequently target Louisiana investors with promises of energy sector profits. These offerings often violate securities registration requirements.
Private placement memorandums, promissory notes, and cryptocurrency investments increasingly appear in fraudulent schemes throughout the New Orleans area. Our attorneys can evaluate whether these products were properly registered and sold according to securities laws.
Why Choose Our New Orleans Investment Fraud Lawyers
The Law Offices of Robert Wayne Pearce, P.A., brings decades of securities law experience to New Orleans investors. Attorney Robert Wayne Pearce has practiced securities law for over 45 years and recovered more than $175 million for defrauded investors.
Our firm can handle cases involving:
- Non-traded REITs and alternative investments
- Variable annuities and structured products
- Margin account abuse
- Unauthorized trading
- Failure to supervise registered representatives
- Municipal bond misconduct
Louisiana Securities Laws and Your Rights
Louisiana’s Uniform Securities Act provides investors with powerful remedies against fraudulent practices. Claims must typically be filed within two years of discovery and no more than five years from the transaction date.
FINRA arbitration offers a streamlined forum for resolving disputes with brokerage firms. Our attorneys can guide you through this process and advocate for maximum recovery.
Take Action to Protect Your Financial Future
Time limits apply to investment fraud claims in Louisiana. The sooner you act, the stronger your position for recovery becomes.
Our New Orleans securities fraud attorneys can review your case at no charge. We can examine account statements, analyze trading patterns, and identify potential claims under state and federal securities laws.
Frequently Asked Questions
What types of investment losses qualify for legal action?
Losses from unsuitable recommendations, misrepresentation, churning, unauthorized trading, or breach of fiduciary duty can form the basis for legal claims. Our attorneys can evaluate whether your specific losses resulted from actionable misconduct.
How long do I have to file an investment fraud claim in Louisiana?
Louisiana law generally requires filing within two years of discovering the fraud and no more than five years from the transaction. FINRA arbitration claims must be filed within six years of the event giving rise to the claim.
What are the costs and fees for pursuing an investment fraud case?
Our firm can discuss fee arrangements during your free consultation. Many securities fraud cases are handled on a contingency basis, meaning you pay attorney fees only if we recover compensation for you.
Contact our New Orleans investment fraud attorneys today at (800) 732-2889 or complete our confidential consultation form. The Law Offices of Robert Wayne Pearce, P.A., can evaluate your case and explain your options for recovering investment losses.