Jacksonville Investment and Securities Fraud Law Firm
Jacksonville investors who have suffered financial losses from broker misconduct, unsuitable investments, or fraudulent financial schemes can seek recovery through the Law Offices of Robert Wayne Pearce, P.A. Our experienced securities attorneys represent clients throughout Jacksonville in FINRA arbitration, SEC investigations, and civil litigation against broker-dealers and registered investment advisors.
We help both individual and institutional investors pursue claims through the Financial Industry Regulatory Authority (FINRA), the American Arbitration Association (AAA), and Florida state and federal courts. Common violations include misrepresentation, failure to supervise, overconcentration in risky assets, churning, and breach of fiduciary duty.
How Our Jacksonville Investment Fraud Lawyers Protect Your Rights
Jacksonville’s growing financial sector attracts sophisticated fraudsters targeting retirees, business owners, and working professionals. The Law Offices of Robert Wayne Pearce P.A. investigates misconduct, navigates Florida securities regulations, and pursues maximum recovery through FINRA arbitration or litigation.
Our Jacksonville investment fraud attorney team applies forensic analysis to trading patterns, disclosure materials, and supervisory controls. We build legally sound claims using expert analysis, regulatory violations, and Florida statutory rights to recover client losses.
Unsuitable Investment Recommendations
Florida Statutes § 517.301 and FINRA Rule 2111 prohibit investment advice that ignores your risk tolerance and financial situation. Our attorneys review account documentation and market data to prove brokers violated their suitability obligations.
Misrepresentation & Material Omissions
The Florida Securities and Investor Protection Act imposes strict liability for false statements about investments. We file FINRA complaints to rescind fraudulent purchases or obtain damages for losses.
Churning & Excessive Trading
FINRA’s quantitative-suitability standards make commission-driven trading illegal. Our Jacksonville securities lawyers reconstruct trade records to prove abusive trading velocity that enriched brokers at your expense.
Margin Trading Abuse & Forced Liquidation
FINRA Rule 4210 establishes equity maintenance requirements that brokers must follow. We analyze portfolio data to calculate losses from untimely margin calls or premature liquidations of your positions.
Breach of Fiduciary Duty & Undisclosed Conflicts
Florida Statutes § 517.12 requires investment advisors to act in your best interests. Our lawyers pursue firms that ignored fiduciary duties, concealed conflicts of interest, or prioritized their profits over client welfare.
Portfolio Overconcentration
Keeping more than 20% of a portfolio in one security violates reasonable-basis suitability standards. We compare your holdings to diversified benchmarks and calculate damages from excessive concentration risks.
Failure to Supervise Brokers
FINRA Rule 3110 requires written supervisory procedures and oversight. When Jacksonville branch offices ignore red flags or fail to monitor brokers, we target the brokerage firm itself for inadequate supervision.
Ponzi Schemes & Investment Fraud
The Florida Office of Financial Regulation prosecutes schemes violating state anti-fraud statutes. Our team traces fund flows, requests asset freezes, and collaborates with regulators to maximize recovery.
Elder Financial Exploitation
Florida’s Adult Protective Services Act allows firms to delay suspicious withdrawals from senior accounts. We work with families to recover assets stolen through elder financial abuse and exploitation.
Types of Investment Fraud We Handle in Jacksonville
Our Jacksonville investment fraud attorney represents clients in various securities violations:
- Unregistered Securities Sales: Crypto investments, micro-cap stocks, and EB-5 offerings sold without proper registration
- 401(k) Rollover Abuse: Unsuitable recommendations to roll over employer plans into high-fee products
- Mutual Fund Breakpoint Fraud: Failure to provide quantity discounts on large mutual fund purchases
- Bond Trading Markups: Excessive markups and markdowns in corporate and municipal bond transactions
- Structured Product Misrepresentation: Sale of complex derivatives without proper risk disclosure
- Pump-and-Dump Schemes: Market manipulation targeting Jacksonville investors
Key Florida Regulatory Agencies & Venues
- Florida Office of Financial Regulation: Regulates state-registered investment advisors and investigates securities fraud
- FINRA Hearing Location: Atlanta regional office handles Jacksonville arbitration cases
- SEC Regional Office: Miami office oversees federal securities enforcement in Florida
Act quickly on your claim. Florida securities fraud claims expire two years after discovery under Florida Statutes § 95.031. FINRA arbitration claims must be filed within six years of the occurrence.
Why Choose Our Jacksonville Investment Fraud Attorney
Over 45 years of securities law experience make Attorney Robert Wayne Pearce one of the most experienced investment fraud lawyers nationwide. Our firm has recovered more than $175 million for clients through securities arbitration and litigation.
We provide personalized attention to every case. Our attorneys investigate the specific details of your situation and develop a recovery strategy tailored to your unique circumstances and investment losses.
Contact Our Jacksonville Investment Fraud Attorney Today
Don’t let securities fraud derail your financial future. Attorney Robert Wayne Pearce personally handles complex investment fraud cases and is committed to securing the strongest possible outcome for Jacksonville investors.
With extensive experience in securities regulations and FINRA arbitration procedures, our firm has the knowledge and resources to take on major brokerage firms and win.
Call our Jacksonville investment fraud attorney at (800) 732-2889 or complete the consultation form to speak with Robert today. All consultations are confidential with no obligation to proceed.
Frequently Asked Questions
How much does a Jacksonville investment fraud attorney cost?
Our firm works on a contingency fee basis for most investment fraud cases, meaning you pay attorney fees only if we recover money for you. We also handle cases on an hourly basis, depending on the situation. During your free consultation, we’ll explain all fee arrangements clearly.
How long do I have to file an investment fraud claim in Jacksonville?
Florida law typically provides two years from the discovery of the fraud to file a securities fraud lawsuit. FINRA arbitration claims must be filed within six years of the occurrence. However, shorter deadlines may apply depending on your specific situation, so prompt action is essential.
What evidence do I need for my investment fraud case?
Important documents include account statements, trade confirmations, prospectuses, marketing materials, correspondence with your broker, and account opening documents. Our Jacksonville investment fraud attorney can help identify and obtain additional evidence needed to build your case.
Can I recover losses from unsuitable investment recommendations?
Yes, if your broker recommended investments that were unsuitable based on your risk tolerance, investment objectives, or financial situation, you may be entitled to recover your losses through FINRA arbitration or litigation.
What is the difference between FINRA arbitration and court litigation?
FINRA arbitration is typically faster and less expensive than court litigation, with decisions made by industry experts. Most brokerage agreements require arbitration, but some cases may proceed in state or federal court depending on the circumstances.