New Haven Investment Fraud and Securities Lawyer

An investment and securities fraud attorney represents victims of financial misconduct involving stocks, bonds, and other investment products. They handle matters involving broker misrepresentation, unauthorized trading, Ponzi schemes, private placement fraud, and excessive trading. These attorneys help clients recover financial losses through FINRA arbitration, negotiated settlements, and state-court actions grounded in securities regulations.

With over 45 years of experience tackling various types of investment fraud and $175 million recovered for clients, the New Haven investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. stand ready to assist Connecticut investors in pursuing financial recovery.

Whether your situation involves unauthorized transactions, margin abuse, churning, misrepresentation, or other forms of broker misconduct, founder and attorney Robert Pearce is prepared to safeguard your interests and hold the responsible parties accountable.

Trusted Counsel for Connecticut Investors

We represent investors in New Haven and understand the nuances of Connecticut’s securities regulations, including the Connecticut Uniform Securities Act (CUSA), Conn. Gen. Stat. § 36b-2 et seq., which governs many types of fraud and misrepresentation claims. If you believe you’ve suffered investment losses due to misconduct, we offer confidential, no-cost consultations.

Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in New Haven.

Our team represents investors from high-net-worth enclaves to professional families across New Haven, guiding them through FINRA arbitration, regulatory investigations, and court proceedings to pursue recovery:

  • East Rock – A historic neighborhood with professionals and academics investing for long-term growth, where unsuitable investment strategies or margin misuse can lead to significant portfolio damage.
  • Westville – Known for its established families and stable financial portfolios, often targeted by brokers recommending illiquid or inappropriate private placements.
  • Downtown New Haven – Home to Yale University affiliates and young professionals with expanding investment portfolios, where misrepresentation and high-risk speculative products can create serious exposure.
  • Prospect Hill & Edgehill – Affluent residential areas with generational wealth, frequently subject to unauthorized trading, over-concentration, or Ponzi-type schemes promising stable returns.

Comprehensive Representation in Investment Misconduct Cases

Since 1980, our firm has represented investors statewide, handling claims under both federal and Connecticut law. We assist clients in a wide range of disputes, including those governed by Conn. Gen. Stat. § 36b-29, which allows civil actions for securities fraud, and other common misconduct categories:

Attorney Robert Pearce will guide you through each step, from gathering evidence to pursuing FINRA arbitration or litigation. We are experienced in navigating complex securities fraud issues and FINRA regulatory proceedings.

A Strategy Built Around Your Claim

Every investment fraud case is different. Our attorneys investigate the facts thoroughly and craft a legal strategy tailored to your goals. With our deep knowledge of securities law, we aim to secure the strongest possible result for you.

Contact the New Haven Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today

Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.

We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.

Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.