Waterbury Investment Fraud and Securities Lawyer

An investment and securities fraud attorney represents victims of misconduct involving stocks, bonds, and alternative assets. Typical matters include unauthorized trading, breach of fiduciary duty, churning, Ponzi schemes, private-placement abuse, and margin call liquidations. Connecticut’s Uniform Securities Act—most notably Conn. Gen. Stat. § 36b-4 (prohibiting fraudulent practices) and § 36b-16 (requiring registration of securities before any offer or sale)—gives wronged investors clear grounds to pursue recovery.

With over 45 years of experience and $175 million recovered for clients, the Waterbury investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. stand ready to help local investors seek compensation for their losses.

Whether your claim involves misappropriation of funds, excessive trading, or complex Ponzi arrangements, founder and attorney Robert Pearce is prepared to protect your interests and hold the at-fault parties fully accountable.

Decades of Securities-Fraud Experience Guiding Investors

We represent Waterbury-based investors and maintain deep familiarity with Connecticut regulations and the challenges they present. If you suspect misconduct, call for a free consultation.

Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Waterbury.

From fraud in high-net-worth portfolios to more modest retirement nest eggs, we can guide you through FINRA arbitration, Department of Banking investigations, and other recovery avenues throughout Waterbury:

  • Bunker Hill & Country Club – Established neighborhoods where long-time professionals often hold concentrated stock positions that may be targeted by unsuitable investment pitches.
  • West End & Town Plot – Areas with growing entrepreneur portfolios that can be vulnerable to private-placement or start-up offerings lacking proper disclosures.
  • Middlebury & Wolcott – Suburban enclaves with significant retirement assets; rollover IRAs here can become victims of excessive trading or annuity switching schemes.
  • Cheshire & Prospect – Affluent commuter communities where residents rely on advisory services for estate planning and may face risks from complex options strategies.

Ways Our Investment Fraud Lawyers Pursue Compensation

Since 1980 our firm has tirelessly served investors across the state, and our team handles a wide range of cases for our diverse clientele in Connecticut, including:

Attorney Robert Pearce guides clients through each phase—from collecting account statements to pursuing FINRA arbitration—leveraging extensive knowledge of securities rules and FINRA procedures.

A Tailored Plan for Your Investment Fraud Claim

Every matter is unique. Our attorneys investigate the facts and design a strategy suited to your circumstances. With an in-depth grasp of Connecticut securities regulations, we are committed to pursuing the strongest possible outcome.

Contact the Waterbury Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A. Today

Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.

We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.

Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.